Lwwus_ijg_200818 1.6
CO2 Laser-assisted Sclerectomy Surgery, Part II: Multicenter Clinical Preliminary Study Noa Geffen, MD,*w Yokrat Ton, MD,*w Joshua Degani, PhD,z and Ehud I. Assia, MD*w deep, unroofing of the Schlemm canal and exposure of the Purpose: To evaluate the efficacy of CO2 laser-assisted sclerectomy juxtacanalicular trabeculum, all of which are essential for surgery (CLASS) in primary and pseudoexfoliative open-angle allowing effective fluid percolation.6 Inadvertent perforation of the thin trabecular membrane during these manual Materials and Methods: Patients for primary filtration surgery manipulations is a frequent complication, occurring in 30% underwent CLASS with a CO to 50% of the cases during the early stages of the learning 2 laser system (OT-134-IOPtiMate, IOPtima Ltd., Ramat Gan, Israel). This self-controlled system curve,7,11 whereas, in contrast, if the tissue is not cut deep gradually ablates and removes scleral layers until percolating fluid enough, effective filtration may not be achieved.absorbs the energy, attenuating further tissue ablation. Intraocular CO2 laser-assisted sclerectomy surgery (CLASS) pro- pressure (IOP) was measured at baseline, 1, 2, 4, and 6 weeks, and cedure offers a potential alternative to the manual NPDS 3, 6, and 12 months, respectively. Complete success was defined as procedure for the management of medically uncontrolled 5rIOPr18 mm Hg and 20% IOP reduction with no medication at glaucoma. The characteristics of the CO a 12-month endpoint visit, and qualified success as the same IOP 2 laser, when used range with or without medication.
specifically to ablate the sclera, are elaborated in part I ofthis study. The unique characteristics of this laser were used Results: Thirty of 37 patients completed 12 months of follow-up.
to develop the simplified CLASS procedure, in which Mitomycin C was used in 25 procedures (83.3%). The mean inadvertent perforations are unlikely.12,13 The CO baseline IOP of 26.3 ± 7.8 mm Hg (mean ± SD) dropped to 14.4 effect ceases once aqueous starts to percolate preventing ± 3.4 and 14.3 ± 3.1 mm Hg at 6 and 12 months, respectively, perforation. When used in conjunction with a micromani- with 42.4% and 40.7% IOP reduction at 6 and 12 months,respectively (P<0.001). Complete success was achieved by 76.7% pulating system, the OT-134 (IOPtiMate; IOPtima Ltd., and 60% of the patients at 6 and 12 months, respectively, whereas Ramat Gan, Israel), it can be used to achieve effective fluid qualified success was achieved by 83.3% and 86.6% of the patients percolation in a minimal or noninvasive procedure. The at 6 and 12 months, respectively. Complications were mild and OT-134 also offers a scanning mode that further facilitates transitory with no sequela.
precisely controlled tissue ablation.
Experimental studies in animal eyes and in human Conclusions: Short-term and intermediate results suggest thatCLASS may become a simple, safe, and effective means of choice cadaver eyes12 confirmed that the novel CLASS technique for the treatment of open-angle glaucoma.
is a relatively simple operation with a short learning curve.
After preclinical trials using the OT-134, as described in the Key Words: glaucoma, filtration, nonpenetrating deep sclerectomy, first part of this study, we evaluated the safety and efficacy of the CLASS technique in the clinical trials described here.
(J Glaucoma 2010;00:000–000) MATERIALS AND METHODS This was a prospective, nonrandomized, noncompara- he pioneering work of Krasnov1 in 1969 and the various tive, multinational, multicenter clinical research study, modifications that succeeded it2–8 have led to the conducted in accordance with the Declaration of Helsinki development of a filtration procedure known as the with the approval of the human research committee of the nonpenetrating deep sclerectomy (NPDS). Conventional participating medical centers, with applicable regulations trabeculectomy has so far remained the gold standard for pertaining to good clinical practice. All participating glaucoma surgery, despite its potential vision-threatening patients or their legal guardians signed an informed consent complications, including shallow or flat anterior chamber, document before the study was started. The clinical trials hypotony, infection, choroidal hemorrhage, and malignant were carried out in Mexico city, Mexico (Drs Carrasco and glaucoma.9 NPDS is known to have a higher safety profile Turati), in Madanapelee, India (Drs Thomas and Naveen), compared with trabeculectomy10 but one of the main and in Moscow, Russia (Dr Anisimova).
drawbacks of the procedure is its technical difficulty. The Eligible candidates were adults (aged 18 years or procedure requires dissection of 2 scleral flaps; superficial and above) of both sexes, with primary open-angle glaucomaor pseudoexfoliative glaucoma in the eye scheduled forsurgery. The clinical diagnosis was based on the findings of Received for publication February 7, 2010; accepted August 16, 2010.
glaucomatous optic neuropathy and of reliable and From the *Department of Ophthalmology, Meir Medical Center, Kfar reproducible evidence of visual field defects typical of Saba; wSackler Faculty of Medicine, Tel Aviv University, Tel Aviv; glaucoma. The criteria for glaucoma diagnosis were an and zIOPtima Ltd, Ramat-Gan, Israel.
Supported by a grant from IOPtima Ltd, Ramat-Gan, Israel.
open-angle and glaucomatous appearance of the optic Reprints: Ehud I. Assia, MD, Department of Ophthalmology, Meir nerve head, including thinning or notching of the neuro- Medical Center, 59 Tchernichovsky Street, 44281 Kfar Saba, Israel retinal rim accompanied by localized or diffuse retinal nerve fiber layer loss, cup/disc ratios being higher vertically Copyright r 2010 by Lippincott Williams & WilkinsDOI:10.1097/IJG.0b013e3181f7b14f compared with horizontally, and accompanied by correlated J Glaucoma Volume 00, Number 00, '' 2010 Copyright Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
J Glaucoma Volume 00, Number 00, '' 2010
typical glaucomatous visual field loss. Primary filtration
threshold 24-2 Humphrey perimetry tests, the last of which
surgery was indicated in each participant, all of whom were
was carried out within 2 weeks before surgery.
on maximal tolerated ocular hypotensive medications and
Complications, both intraoperative and postoperative
had an intraocular pressure (IOP) in the study eye of 18 mm
(early, through day 7, and late, beyond 1 wk), were classified
Hg or higher, as measured with a Goldmann applanation
according to severity and their relationship to the studied
tonometer during 3 consecutive visits over a 90-day period
device. In addition, the incidence of intraoperative macro-
before enrollment. In addition, inclusion criteria were a
perforations, defined as perforations accompanied by iris
phakic or pseudophakic study eye with a Shaffer angle
prolapse or anterior chamber shallowing or both, was
wider than grade 2, no associated ocular disorders other
than cataract, and no earlier surgical or laser interventionin the study eye other than clear corneal incision cataract
Surgical Technique
All the operations were performed under subconjuncti-
Patients with a history of an earlier intraocular surgery
val anesthesia with 2% lidocaine without epinephrine. A
but clear corneal cataract extraction, a history of ocular
5.5-mm superior fornix-based incision was made and the
laser procedures, or with a history of severe eye trauma
Tenon capsule was dissected to expose the sclera. A partial
were excluded from the study. Patients with any media
thickness (one-third to one-half) rectangular limbal-based
opacity, which may interfere with optic nerve evaluation,
5 5-mm superior scleral flap was dissected at the limbus into
and patients with a pupillary dilation diameter of <2 mm,
the clear cornea. The desired scanning area and the shape
a best-corrected visual acuity of 20/200 or less in the fellow
were set, the laser beam was focused, and the area to be
eye, known allergy to the study medications, with severe
treated was verified with a red laser (HeNe)-aiming beam
systemic disease or disabling conditions, or pregnant or
(Fig. 1A). The CO2 laser beam was then applied over an area
nursing women were excluded from the study. Data from
that included the Schlemm canal until the outer wall of the
patients, who were followed up for less than 6 months, were
canal was ablated and a scleral bed was formed. The residual
excluded from the study.
charred tissue was wiped away with a BSS damp Weck-Cel
The patients underwent a baseline examination within
sponge and ablation was continued until sufficient percola-
2 weeks before surgery, and 1 day, 1, 2, 4, and 6 weeks, and
tion was achieved along a region of at least 3 mm in length
3, 6, and 12 months after surgery. Baseline examination
(Figs. 1B–D). The scleral flap was repositioned and secured
included refraction, best-corrected visual acuity measured
with 2 interrupted 10-0 nylon sutures and a high-molecular
with a Snellen chart, comprehensive biomicroscopy, IOP
weight ophthalmic viscosurgical device (Healon 5; Abbott
assessment with a calibrated Goldmann applanation tono-
Medical Optics, Santa Ana, CA) was applied beneath the
meter (average of 3 repeated measurements taken at the
flap. The conjunctiva was adequately secured with 10-0 nylon
same time of the day
± 1 h), and fundus examination
buried sutures (2 to 4), and the eye was patched with
including optic disc evaluation. The patients also under-
antibiotic and steroid ointments.
went gonioscopy, assessment of central corneal thickness
The application of mitomycin C (MMC) and its
(average of 3 repeated measurements), and 3 consecutive
concentration were left to the surgeon's discretion. The
FIGURE 1. Surgical steps: (A) a carbon dioxide laser beam is applied under a scleral flap. Red aiming beams indicate the area to beablated. When the lateral anterior dots are positioned at the surgical limbus (transition of transparent to gray zones) the ablated area willinclude the Schlem canal. B, Percolating aqueous is beginning to be seen at the ablated area. C, The desired surgical endpoint isachieved, percolation without scleral perforation. D, The superficial flap is sutured to its original position. E, Postoperative image of theconjunctival bleb 1 month later in the patient.
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J Glaucoma Volume 00, Number 00, '' 2010
CO2 Laser-assisted Sclerectomy Surgery, Part II
patients were treated postoperatively with prednisolone
deep, causing perforation, or too small). In 1 of these
acetate 1% drops (Pred Forte; Allergan, Irvine, CA) 6 times
4 cases the ablation zone was larger than the dissected flap,
daily for 4 weeks and with moxyfloxacin 0.5% drops
and in the other 3 cases the surgeons opted to convert to
(Vigamox; Alcon Laboratories, Fort Worth, TX) 4 times
conventional trabeculectomy. One patient was excluded
daily for 2 weeks.
as he underwent laser treatment (iridectomy) before this
Surgeons working on their first cases with the CLASS
procedure, a major violation of the protocol. Moreover,
procedure were permitted to convert to conventional
this patient had Fuch endothelial dystrophy leading to
trabeculectomy at any stage of the operation.
corneal decompensation, which was another protocolviolation. Although all 5 patients were excluded from the
Postoperative Analysis
performance analysis, those who had received at least
"Complete success" was defined as IOP values
partial laser treatment were included in the safety analysis.
measured at the 6-month visit and 12-month endpoint,
All the patients were followed in the prospective
ranging between 5 and 18 mm Hg and IOP reduction
prescribed manner apart from 1 patient who was lost to
Z20% compared with baseline IOP without additional
follow-up 6 weeks after the procedure and another patient
hypotensive medication or repeat filtration surgery. The
who died, 4 weeks after the procedure, from causes
same finding, but also including patients who required
unrelated to the glaucoma surgery (complications of long-
hypotensive medications postoperatively, was defined as
standing severe diabetes mellitus).
"qualified success." Failure was defined as an IOP value
MMC was used in 25 patients (83.3%), of which 15
<5 mm Hg and >18 mm Hg, IOP reduction of <20%
patients at a concentration of 0.02% for 2 minutes and 10
compared with baseline IOP, severe loss of vision, or the
patients at a concentration of 0.04% for 1 minute. Shallow
need to undergo additional glaucoma surgery other than
diffuse blebs were observed in all the cases (Fig. 1E).
goniopuncture or needling. Goniopuncture and needlingwere not considered to be failures or adverse events, as both
are commonly used as normal postoperative interventions
Data on all 37 enrolled patients were used in the
that are required to maintain or augment the operative
analysis of safety outcomes. No device malfunctions
results of glaucoma surgeries.13–15 The number of hypo-
occurred. There were no device-related macroperforations.
tensive medications being used by each patient at the time
Four cases of microperforation, defined as small trabeculo-
of the 6-month and the 12-month visits was compared with
Descemet holes with no loss of depth of the anterior
the baseline situation.
chamber, and no iris prolapse, were recorded. The anteriorchamber remained deep and stable in all cases.
Statistical Methods
Mild transitory complications were recorded in some
Continuous variables were summarized in terms of
of the 30 patients who were included in the final analysis.
the mean, median, standard errors, and minimum and maxi-
These included 4 cases of superficial punctuate keratitis,
mum values. Categorical variables were derived from fre-
microhyphema (1 case), infectious conjunctivitis (1 case),
quency counts and percentages.
wound dehiscence (1 case), and wound leaks (2 cases, both
The 95% confidence intervals (CIs) were calculated for
at 1 surgical center in which the surgeon did not suture the
the mean IOP measurements and for the success rates at
scleral flap in half of the procedures, including those
6-month follow-up and the 12-month endpoint. A paired
2 cases). All complications resolved spontaneously or with
t test was used to determine the significance of the changes
conservative treatment in 1 month after the surgery. None
in IOP. All the tests applied were 2 tailed, and a P value of
of these ill effects was attributed specifically to the laser
r0.05 was considered significant. The data were analyzed
treatment. One patient developed choroidal detachment
using the SAS software (SAS Institute, Cary, NC).
1 week postoperatively; this was treated by drainage andwas completely resolved.
Performance Analysis
Between December 2007 and June 2008, 37 consecu-
The preoperative IOP of 26.3 ± 7.8 mm Hg (mean ±
tive patients (37 eyes) who met the inclusion/exclusion
SD) dropped to 14.4 ± 3.4 mm Hg at 6 months and 14.3 ±
criteria were enrolled in the study. Demographic data and
3.1 mm Hg at 12 months postoperatively (Fig. 2), yielding
baseline information on the recruited patients are summar-
average IOP reductions at 6 and 12 months of 11.9±
ized in Table 1.
7.4 mm Hg (42.4%) and 11.6 ± 8.4 mm Hg (40.7%),
Five patients were excluded from the performance
respectively (P<0.001). Kaplan-Meier survival curves for
analysis; in 4 cases because of inappropriate size and
probability of CLASS success are presented in Figure 3.
configuration of the manually performed scleral flap (too
The patterns of IOP reduction were similar at all 3 surgical
TABLE 1. Demographic Details and Baseline Data
Hispanic, 14 (37.8%);
Indian, 13 (35.2%);
Caucasian, 10 (27%)
CCT indicates central corneal thickness; C/D, cup-to-disc ratio; PEXG, pseudoexfoliative glaucoma; POAG, primary open-angle glaucoma.
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J Glaucoma Volume 00, Number 00, '' 2010
Average IOP by site
FIGURE 2. Cumulative intraocular pressure (IOP) ± SD measure-
ments of 33 patients taken from the preoperative stage up to 12
months postoperatively. Average IOP reduction at 12 months =
FIGURE 4. Intraocular pressure results at each of the participat-
41%. Dashed line indicates preoperative IOP level minus 20%.
ing surgical centers. The intraocular pressure patterns are almostidentical in the 3 centers in the 3 different continents.
Nonpenetrating filtration surgery is a promising surgical
centers in Asia (India), America (Mexico), and Europe
procedure for open-angle glaucoma treatment. A review of
(Russia) (Fig. 4). Defining success as 5rIOPr18, and 20%
the literature shows contradictory findings, however, with
IOP reduction, the complete success rates after 6 and 12
some studies describing NPDS as superior2–4 and others as
months were 76.7% (95% CI, 0.58-0.90) and 60% (95% CI,
similar or inferior-to-standard trabeculectomy.16–18 Despite
0.40-0.77), respectively, whereas qualified success were
its possible advantages, mainly its higher safety profile
83.3% (95% CI, 0.65-0.94) and 86.6% (95% CI, 0.69-
compared with those of other filtration procedures, many
surgeons are reluctant to use this procedure. A meta-analysis
The complete success rates after 12 months with and
of the results of manual NPDS19 showed that a mean IOP of
without MMC were 68.2% and 42.9%, respectively, not
21 mm Hg or lower at a mean follow-up of 31.3 months was
showing statistically significant difference (P = 0.375),
achieved by 48.6% of patients without any implant or
whereas the rates of qualified success were 95.5% and
antimetabolite medications, by 68.7% of patients with an
71.4%, respectively, not showing statistically significant
implant, and by 67.1% of patients on use of antimetabolites.
difference either (P = 0.136).
The use of laser technology to improve surgical accuracy is
The preoperative use of hypotensive medications per
therefore a highly appealing option.12
patient dropped from an average of 2.5 ± 1.3 to 0.1 ± 0.4 at
The CO2 laser is most commonly used in laser-assisted
6 months and 0.6 ± 0.9 at 12 months (P<0.001) (Fig. 5).
operations.20 It has been used for tissue dissection in
Eight needling procedures were carried out in 7
filtration procedures using either a continuous wave or a
patients between 1 and 4 weeks (mean, 3.8 wk) after
rapid superpulse mode.21 The CLASS technique is con-
surgery. Two patients needed to undergo YAG laser
venient because the microdissection is performed under
goniopuncture procedures, carried out 2 and 4 weeks after
direct microscopic observation, and the safety profile is
the initial surgery.
high as the anterior chamber is not penetrated.
FIGURE 3. Kaplan-Meier survival curves for probability of CO2laser-assisted sclerectomy surgery success. Solid line indicates
FIGURE 5. Average number of hypotensive medications ± SD
qualified success and dashed line indicates complete success.
from the preoperative stage up to 12 months postoperatively.
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J Glaucoma Volume 00, Number 00, '' 2010
CO2 Laser-assisted Sclerectomy Surgery, Part II
The CO2 laser has certain qualities that confer
The limitations of this study include the absence of a
significant advantages when it is used specifically to facilitate
control group and the limited follow-up period (12 mo).
deep sclerectomy filtration surgeries. These include photo-
Longer-term follow-up is required to further evaluate and
ablation of dry tissues, coagulation of bleeding vessels, and
substantiate the safety and long-term efficacy of the CLASS,
almost complete absorption of the laser energy by even
and to assess its usefulness in a wider spectrum of indications.
minute amount of water. As the emitted radiation is readily
Despite these limitations, the results are sufficiently promising
absorbed by the percolating aqueous humor, the trabecular
to suggest that the CLASS is a simple surgical procedure to
meshwork is effectively protected from the laser energy
perform, which appears to be relatively safe and effective in
when percolation takes place. Thus, perforation of the thin
the short and intermediate term.
trabeculo-Descemet membrane during deep sclerectomy,which is the most frequent intraoperative complication of
manual NPDS, is substantially minimized.7,11
Study group: Svetlana Anisimova, MD, Ehud I. Assia,
The feasibility and safety of the earlier CO2 laser
MD, Michael Belkin, MD, Felix Gil Carrasco MD, Elie
prototype (model OT-133) for CLASS procedure were
Dahan, MD, Noa Geffen, MD, Orna Geyer, MD, Dvora
examined in experimental models12 and in a clinical trial.22
Kidron, MD, Guy Kleinman, MD, Shimon Kurtz, MD, Shoba
Although the results were usually satisfactory, localized
Naveen, MD, Mark Sherwood, MD, Ravi Thomas, MD,
heating and tissue photocoagulation resulted in several
Yokrat Ton, MD, Mauricio Turati, MD, and Miriam Zalish,
cases in early fibrosis and adhesions, with consequent
failure of the filtration. The improved version (OT-134)provides faster scanning, higher power focused laser beam,
evenly distributed over the scanned area with somebeam overlap to ensure uniform, effective ablation with
1. Krasnov MM. Microsurgery of glaucoma: indications and
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The energy is deposited using a scanner, which rapidly
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Glaucoma Filtration Surgery: Focal Points: Clinical Modules for
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Ophthalmologists. San Francisco: American Academy of
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J Glaucoma Volume 00, Number 00, '' 2010
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