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INSIGHTS in practice
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Five selected articles
that supports your clinical
approach to VNG/ENG
INSIGHTS IN PRACTICE
Clinical Topics in Otoneurology
Hearing assessment
Fitting & Testing
Balance assessment
Best Practices for the Evaluation and Management
DIRECTIONAL PREPONDERANCE REVISITED
Baseline Shift and Gain
Stephen P. Cass, M.D., M.P.H.
Kamran Barin, Ph.D. and Charles W. Stockwell, Ph.D.
Asymmetry in the Caloric Test
Stephen P. Cass, M.D., M.P.H., is Associate Professor in the Department
In the bithermal caloric test, each ear is irrigated twice—
Each response starts about 20 seconds after onset of the
of Otolaryngology at the University of Colorado Health Science Center. He isfellowship trained in Neurotology, specializing in disorders of the ear, hearing
once with cool water (or air) and once with warm water
irrigation, reaches peak intensity about 60 seconds later,
and balance. His research interest involves basic and clinical studies of the
Kamran Barin, Ph.D.
(or air). Each irrigation stimulates the horizontal
and then declines. Responses to right cool and left warm
vestibular system. Dr. Cass is co-author with Dr. Joseph Furman of Vestibular
semicircular canal of the irrigated ear and provokes a
irrigations have rightward slow phases. Responses to right
Disorders: A Case-Study Approach.
nystagmus response. Cool stimulations provoke nystagmus
warm and left cool irrigations have leftward slow phases.
responses with slow phases toward the irrigated ear. Warm
The intensities of all four responses are exactly equal.
We held a two-day course, "Best Practices for the Evaluation and Managementof Dizziness: A Workshop with Leading Clinicians." in Chicago on June 25-
Kamran Barin, Ph.D., is Director of
In the standard bithermal caloric test, right warm and left cool
stimulations provoke nystagmus responses with slow
Kamran Barin, Ph.D., is
In real life, the intensities of all four caloric are rarely
26, 2004. The course was presented by the Department of Otolaryngology,
Balance Disorders Clinic at the Ohio
irrigations are expected to generate right-beating nystagmus
phases away from the irrigated ear.
University of Colorado School of Medicine and sponsored by the University of
Director of Balance Disorders
exactly equal, because caloric stimuli are rarely exactly
INSIGHTS IN PRACTICE
State University Medical Center and
while left warm and right cool irrigations are expected to
Colorado School of Medicine, Office of Continuing Medical Education.
Clinic at the Ohio State
Caloric stimuli are uncalibrated. Even though all patients
equal and also because response intensity is affected by
Educational support was provided by GN Otometrics, North America. I
Assistant Professor, Department
generate left-beating nystagmus. In a normal individual, the
University Medical Center
receive the same external stimulus, we know that some
extraneous factors, such as alertness, eye position, and
Clinical Topics in Otoneur
s course director.This is the second course in this series. The first
of Otolaryngology, Department of
intensities of all four caloric responses are approximately the
course was held in Chicago on October 11-12, 2002. A copy of these pro-
Fig. 1. Normal horizontal canal system at rest.
and Assistant Professor,
patients receive stronger semicircular canal stimulation
recording artifacts. For clarity of presentation, the caloric
February
Speech and Hearing Sciences, The
same and therefore, there is no significant difference between
s was published as an Insights in Practice article that can be accessed on
than others, presumably because their external ear canals
responses shown in Fig. 1 (as well as in the figures that
It is essential to understand the response of the vestibular system to injury.
Ohio State University, Columbus,
right-beating and left-beating responses. Some patients however,
Fig. 1 shows a normal horizontal semicircular canal system, viewed from
Interpretation of Static Position
are larger and straighter. We do make the key assumption
follow) are idealized responses generated by computer, not
In the first course we heard from clinicians in the specialties of primary care,
have directional preponderance (DP) in which responses in one
above. When the head is at rest, tonic neural input comes from the two hori-
of Speech and Hearing
that all four caloric stimulations of a given patient are
actual responses recorded from patients.
neurotology, neurology, audiology, physical therapy, and psychiatry. We learned
zontal canals and the level of input from the two canals is exactly the same.
Testing in VNG/ENG
direction are significantly greater than the responses in the
Sciences, The Ohio State
equally strong. Thus we expect some patients to have
THE FIXATION SUPPRESSION TEST
that there is little controversy about management, but a great deal more con-
opposite direction. DP is defined as the normalized (scaled)
troversy about evaluation. Dizzy patients usually see a primary care physician
University, Columbus, Ohio.
stronger caloric responses than others, but expect all four
first. Most of them have benign disorders that can be successfully managed by
difference between the peak nystagmus slow-phase velocities
caloric responses to be of equal strength in a patient with
Kamran Barin, Ph.D., and Laurie R. Davis, M.N.S.
the primary care physician, but a few have serious disorders that require referral
Kamran Barin, Ph.D.
(SPVs) from irrigations that are expected to generate right-
normal vestibular function.
The primary purpose of the bithermal caloric test is to
to a specialist. Most of us agreed that the specialist who accepts dizzy patient
The caloric test is quantified using two parameters: unilateral
beating nystagmus and those from irrigations that are expected
Charles W. Stockwell, Ph.D.,
detect a unilateral lesion of the horizontal semicircular
1 Sometimes moving the head from one position to another
The fixation suppression test is part of the standard ENG
From these data, the examiner then calculates
should be prepared to take a comprehensive history and perform a
weakness (UW) and directional preponderance (DP). The clinical
to generate left-beating nystagmus. Mathematical formulas for
is President of Charles W.
An example of normal caloric responses is shown in Fig. 1.
thorough physical examination, but we disagreed about which clinical observa-
canal (or its afferent pathway). We can say that such a
provokes a transient nystagmus, either immediately or
examination. It tests the patient's ability to suppress
Index (FI) by the formula,
tions are required. Sometimes the history and physical examination fail to yield
usefulness of UW, also known as canal paresis, is well established
calculating DP and other caloric parameters are provided in the
Stockwell & Associates, Inc.,
after a short delay. As the purpose of the static position
Right Cool SPV = 40o/sec
Left Warm SPV = 40o/sec
lesion exists when caloric responses of one ear are
a definite diagnosis and we need additional information provided by laboratory
Kamran Barin, Ph.D. is the Director of
but there is considerable debate about the value of DP. Some
vestibular nystagmus during fixation upon a visual target.
a consulting firm based in
Fix / SPVNoFix * 100.
tests. We disagreed about which tests should be ordered for which patients.
test is to detect the steady-state nystagmus that is present
significantly weaker than those of the other ear.
Balance Disorders Clinic at the Ohio
laboratories choose not to include DP in the interpretation of the
The most commonly used test procedure is one described
Caro, Michigan.
as long as the head remains in the critical head position,
FI is a measure of nystagmus intensity durinIg
econd course, I wanted to get closer to a clear definition of best prac-
Interpretation of DP
State University Medical Center and
caloric test. One reason for the low clinical value of abnormal
by Alpert (1974). For at least one right-beating and one
An example is shown in Fig. 2. The responses of the right
transient nystagmus should not be included in the
tices for the evaluation and management of the dizzy patient. I assembled a
fixation expressed as a percentage of nystagmus intensity
Assistant Professor, Department of
DP may be the fact that it can be caused by two distinct
left-beating caloric response, the patient's nystagmus is
ear are noticeably weaker than those of the left ear.
faculty of experts in the specialties of neurotology, neurology, and vestibular
interpretation of this test. Instead, the examiner should
The normal limits reported for DP from different studies have
just before opening the eyes. If nystagmus is completely
Otolaryngology - Head and Neck
pathologies. The first is a static asymmetry in the peripheral or
recorded with eyes closed until shortly after the peak of
testing. I asked them to describe their methods, to present the evidence under-
Right Cool SPV = 20o/sec
amr 40o/sec
an Barin, Ph.D., is
perform the appropriate maneuver and interpret the
ranged from as low as 20% to as high as 50%. Currently, most
suppressed by fixation, FI will be 0%. If nystagm
decision-making, and to indicate where the evidence is weak. I
Right Warm SPV = 40o/sec
Surgery, Department of Speech and
central vestibular pathways and the second is a gain asymmetry
the response. At that time the examiner tells the patient
Left Cool SPV = 40o/sec
Director of the Balance
allowed plenty of time for discussion among faculty members and the audi-
results as a part of the dynamic position testing.
laboratories consider DP of less than 30% to be within normal
incompletely suppressed by fixation, FI will be between
to open the eyes and fixate upon a small stationary target
Hearing Science, and Biomedical
in the secondary vestibular neurons within the vestibular nuclei.
ence. In this manner, I hoped to identify areas of consensus and to hear various
Disorders Clinic at the Ohio
0% and 100%. If nystagmus is enhanced by fixation, FI
Engineering Program.
Because the current formula for calculating DP combines both
limits (Sills et al., 1977).
Figure 1.
for about 10 seconds. Then the examiner computes the
Normal caloric responses. The two responses of the right
viewpoints in areas of disagreement.
Fig. 2. Normal horizontal canal system during angular acceleration to
State University Medical
ear (RC and RW) are on the left side of the chart, and the two
will be greater than 100%. The normal range for FI is 60%
average slow phase velocity of three nystagmus beats just
abnormalities into a single parameter, it is possible that important
I began the course with a quick review of vestibular anatomy
responses of the left ear (LW and LC) are on the right side of the
Center and Assistant
2 Traditionally, static position testing has been limited to
There has been a controversy about the interpretation and clinical
or less, which means that, in 95% of normal individuals,
Dr. Barin has taught national and international courses and
information is being lost. This article reviews the abnormalities
before opening the eyes (SPV
and physiology. I described the anatomy of the vestibular labyrinth and ori-
Fig. 2 shows what happens when the head undergoes angular acceleration to
chart. Vertical axis: slow phase eye velocity (deg/sec). Values
NoFix) and the average slow
Professor, Department of
the interpretation of horizontal eye movements. The main
Right Warm SPV = 20o/sec
Left Cool SPV = 40o/sec
visual fixation suppresses vestibular nystagmeus
n of the labyrinth in the head, and explained the structure and function
the person's left (counterclockwise in our view). Endolymph movement sla
value of abnormal DP. Initially, abnormal DP was considered
above zero denote rightward velocities, and values below zero
phase velocity of three nystagmus beats during fixation
minars in different areas of vestibular assessment and
that can cause DP and offers computational methods for
Otolaryngology and
of the sensory receptors in the ampullae of the semicircular canals and the
behind head movement. In the left horizontal canal, this lag deflects the cupu-
reason for this is that the vertical channel in ENG is often
denote leftward velocities. Horizontal axis: time (seconds) after
a central finding but this conclusion was reached based on
rehabilitation. He serves as a consultant for Otometrics.
separating the contribution of each abnormality.
Fix), as shown in Figure 1.
maculae of the utricle and saccule. I traced the neural pathways of the vestibu-
onset of irrigation.
la upward (in our view), causing an increase in the level of neural input. In the
Figure 2. Unilateral weakness.
Department of Speech and
noisy and contaminated by eye blinks. In VNG, the
caloric responses that were obtained in the presence of fixation
lar nerve, vestibular nuclei, and the vestibulo-ocular and vestibulo-spinal sys-
right horizontal canal, this lag deflects the cupula downward (in our view),
Hearing Sciences, The Ohio
differences in the noise level and resolution between
(Fitzgerald and Hallpike, 1942). Therefore, what was considered
IXATION SUPPRESSION AND SMOOTH PURSUIT
continues
, .Columbus,
horizontal and vertical channels are relatively insignificant.
There is strong experimental and clinical support for the
Therefore, VNG users should consider vertical nystagmus
idea that the pursuit system is responsible for
The purpose of static position testing, also known as the
in the interpretation of the static position test. ENG users
vestibular nystagmus (Chambers and Gresty, 1982;
positional test, in the video- and electro-nystagmography
may wish to skip this step because of the high level of
Laurie R. Davis, M.N.S., is
Halmagyi and Gresty, 1979). The pursuit system is designed
(VNG/ENG) test battery is to determine the presence and
artifacts in the vertical channel. The flow charts in
a clinical audiologist at
to keep the image of a small moving target on the fovea—
characteristic of nystagmus when the patient's head is placed
Figures 2 and 3 show the interpretation for horizontal and
Mayo Clinic Scottsdale in
the most sensitive part of retina. Movement of the
in different orientations with respect to gravity. Although the
vertical nystagmus, respectively.
target's image across the retina causes retinal slip. When
test procedure is relatively simple (see Barin, 2006, for
the pursuit system detects retinal slip, it triggers an eye
details), the interpretation of the results may not be
When nystagmus has both horizontal and vertical
movement that tracks the target. This tracking eye
straightforward to inexperienced VNG/ENG examiners. This
components, the examiner must make sure that it
movement minimizes retinal slip and tends to keep the
article provides a basic step-by-step algorithm for the
represents true eye movements and is not due to crosstalk.
Figure 1. Calculating average slow phase velocity of nystagmus
target's image on the fovea. When a person with vestibular
Crosstalk occurs when eye movements in one channel
with eyes closed (SPV
interpretation of static position testing.
NoFix) and during visual fixation (SPVFix).
nystagmus fixates upon a stationary target, the slow
generate activities in the other channel. Those activities
EO indicates the point at which the patient opened the eyes.
phases of the nystagmus move the target's image across
do not represent true eye movements and are usually
the retina, thus generating retinal slip. The pursuit system
The flow chart in Figure 1 is a summary of the interpretation
caused by the misalignment of the electrodes in ENG or
reacts by moving the eyes in the direction opposite the
process. Additional information is provided below for the
continues
nystagmus slow phases, thus suppressing the nystagmus.
numbered items on the flow chart.
INSIGHTS in practice
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INSIGHTS in practice
SPECIAL COLLECTION
INSIGHTS IN PRACTICE
Clinical Topics in Otoneurology
DIRECTIONAL PREPONDERANCE REVISITED
Kamran Barin, Ph.D. and Charles W. Stockwell, Ph.D.
In the bithermal caloric test, each ear is irrigated twice—
Each response starts about 20 seconds after onset of the
once with cool water (or air) and once with warm water
irrigation, reaches peak intensity about 60 seconds later,
(or air). Each irrigation stimulates the horizontal
and then declines. Responses to right cool and left warm
semicircular canal of the irrigated ear and provokes a
irrigations have rightward slow phases. Responses to right
nystagmus response. Cool stimulations provoke nystagmus
warm and left cool irrigations have leftward slow phases.
responses with slow phases toward the irrigated ear. Warm
The intensities of all four responses are exactly equal.
stimulations provoke nystagmus responses with slow
Kamran Barin, Ph.D., is
In real life, the intensities of all four caloric are rarely
phases away from the irrigated ear.
Director of Balance Disorders
exactly equal, because caloric stimuli are rarely exactly
Clinic at the Ohio State
Caloric stimuli are uncalibrated. Even though all patients
equal and also because response intensity is affected by
University Medical Center
receive the same external stimulus, we know that some
extraneous factors, such as alertness, eye position, and
and Assistant Professor,
patients receive stronger semicircular canal stimulation
recording artifacts. For clarity of presentation, the caloric
than others, presumably because their external ear canals
responses shown in Fig. 1 (as well as in the figures that
are larger and straighter. We do make the key assumption
follow) are idealized responses generated by computer, not
of Speech and Hearing
that all four caloric stimulations of a given patient are
actual responses recorded from patients.
Sciences, The Ohio State
equally strong. Thus we expect some patients to have
University, Columbus, Ohio.
stronger caloric responses than others, but expect all four
caloric responses to be of equal strength in a patient withnormal vestibular function.
The primary purpose of the bithermal caloric test is to
Charles W. Stockwell, Ph.D.,
detect a unilateral lesion of the horizontal semicircular
is President of Charles W.
An example of normal caloric responses is shown in Fig. 1.
canal (or its afferent pathway). We can say that such a
Stockwell & Associates, Inc.,
Right Cool SPV = 40o/sec
Left Warm SPV = 40o/sec
lesion exists when caloric responses of one ear are
a consulting firm based in
significantly weaker than those of the other ear.
Caro, Michigan.
An example is shown in Fig. 2. The responses of the right
ear are noticeably weaker than those of the left ear.
Right Cool SPV = 20o/sec
Left Warm SPV = 40o/sec
Right Warm SPV = 40o/sec
Left Cool SPV = 40o/sec
Figure 1. Normal caloric responses. The two responses of the right
ear (RC and RW) are on the left side of the chart, and the two
responses of the left ear (LW and LC) are on the right side of the
chart. Vertical axis: slow phase eye velocity (deg/sec). Values
Right Warm SPV = 20o/sec
Left Cool SPV = 40o/sec
above zero denote rightward velocities, and values below zero
denote leftward velocities. Horizontal axis: time (seconds) after
onset of irrigation.
Figure 2. Unilateral weakness.
INSIGHTS in practice
SPECIAL COLLECTION
Is this weakness outside normal limits? The preferred
direction are weaker than those in the other direction.
measure of caloric response intensity is peak slow phase
When we provoke two responses from each ear—one in
velocity, that is, slow phase velocity of nystagmus at the
each direction—and sum these two responses when
point of strongest response. To calculate unilateral
calculating unilateral weakness, then any directional
weakness, we insert these peak slow phase velocity values
preponderance cancels out.
into a formula first proposed by Jongkees and Philipszoon
Over the years, the phenomenon of directional
(1964). First we find the difference between ears by
preponderance has been the source of much controversy
summing the peak slow phase velocities of the two
and confusion. Originally, Fitzgerald and Hallpike (1942)
responses of the right ear and, from this sum, subtracting
said that directional preponderance is a sign of central
the sum of the peak slow phase velocities of the two
nervous system dysfunction, but they were observing
responses of the left ear. Then, because unilateral
caloric nystagmus with the patient's eyes open and so
weakness is proportional to caloric response strength and
what they called directional preponderance was actually
caloric stimuli are uncalibrated, we normalize this
asymmetric fixation suppression of caloric nystagmus.
difference between ears, that is, we divide it by the sum of
Nevertheless this interpretation of directional
the peak slow phase velocities of all four responses.
preponderance persisted for many years, despite the fact
Finally we multiply the result by 100. In other words,
that later investigators (for example, Stahle, 1958; Coats,
(RW + RC) – (LW + LC)
1965; Baloh et al., 1977) recorded caloric responses with
Eq. 1 X 100 = UW (in percent),
visual fixation denied and found directional preponderance
to be associated with a variety of vestibular disorders,both peripheral and central.
where RW is peak slow phase velocity of the right warmresponse, RC is peak slow phase velocity of the right cool
To compound the confusion, it turns out that directional
response, LW is peak slow phase velocity of the left warm
preponderance is comprised of two different abnormalities.
response, LC is peak slow phase velocity of the left cool
The first is gain asymmetry, in which responses in one
response, and UW is unilateral weakness. A positive UW
direction are weaker than those in the other direction.
denotes a unilateral weakness in the left ear, and a
The second is bias, in which caloric responses are equally
negative UW denotes a unilateral weakness in the right ear.
strong in both directions, but the baseline of the responses
A UW greater than about 25 percent is generally considered
outside the normal limit.
Inserting peak slow phase velocity values from Fig. 2 into
An example of gain asymmetry is shown in Fig. 3.
(20 + 20) – (40 + 40)
Right Cool SPV = 40o/sec
X 100 = -33 percent,
Left Warm SPV = 40o/sec
which is outside the normal limit. This result is localizing.
It indicates a lesion of the right horizontal semicircular
canal or its afferent pathway.
Right Warm SPV = 10o/sec
Left Cool SPV = 10o/sec
Figure 3. Gain asymmetry.
If all caloric tests yielded responses like those shown in
Responses with leftward slow phases are clearly weaker
Fig. 1 or Fig. 2, then we would not have to irrigate each
than those with rightward slow phases.
ear twice. A single irrigation of each ear, either warm or
Is this gain asymmetry outside normal limits? To calculate
cool, would suffice. Unfortunately, some patients have a
gain asymmetry, we use a formula that was also first
directional preponderance, that is, caloric responses in one
proposed by Jongkees and Philipszoon (1964). First we
INSIGHTS in practice
SPECIAL COLLECTION
find the difference between the two directions of
15,542 patients who underwent bithermal caloric testing.
nystagmus by summing the peak slow phase velocities of
All of these patients had DP's of at least 40 percent and
the two responses with leftward slow phases and, from this
none had significant unilateral weaknesses or significant
sum, subtracting the sum of the peak slow phase velocities
spontaneous nystagmus. About half of them had Meniere's
of the two responses with rightward slow phases. Then
disease or benign paroxysmal positional vertigo, and most
because gain asymmetry is proportional to caloric response
of the others received no diagnosis. Halmagyi et al. said
strength, we normalize this difference by dividing it by the
that gain asymmetry is generally a transient, benign
sum of the peak slow phase velocities of all four responses.
abnormality. In a companion paper (Cartwright et al.,
Then we multiply the result by 100. In other words,
2000), they postulated that it is due to an asymmetricdynamic response of neurons in the medial vestibular
(RW + LC) – (LW + RC)
nuclei on either side of the brain. We have never seen a
Eq. 2 X 100 = DP (in percent),
convincing case of gain asymmetry in our own laboratories
(Stockwell, 1987; Barin & Bahram, 2001), but the report of
where RW, RC, LW, and LC are the same as in Eq. 1, and DP
Halmagyi et al. indicates that it does in fact exist.
is directional preponderance. A DP greater than about 30percent is generally considered to be outside the normal
limit. A positive DP denotes a directional preponderanceto the right, and a negative DP denotes a directional
An example of bias is shown in Fig. 4. There is no
preponderance to the left.
Right Cool SPV = 60o/sec
Left Warm SPV = 60o/sec
A note on nomenclature: It is customary to designate
directional preponderance according to the direction of
stronger fast phases. Thus when it is said that there is a
directional preponderance to the left, it is meant that
responses with leftward fast phases are stronger than those
Right Warm SPV = 20o/sec
Left Cool SPV = 20o/sec
with rightward fast phases. However we think it makes
more sense to designate directional preponderance
Figure 4. Bias.
according to the direction of weaker slow phases, since
unilateral weakness and no gain asymmetry, but the
slow phases are being displayed in the chart. Thus when
baseline of all responses is shifted upward, that is, to the
we say there is a directional preponderance to the left, we
right, by about 20 deg/sec. This patient also has
mean that responses with leftward slow phases are weaker
spontaneous nystagmus with rightward slow phase
than those with rightward slow phases.
velocities of about 20 deg/sec with eyes closed.
Inserting peak slow phase velocity values from Fig. 3 into
Spontaneous nystagmus and bias are both due to a static
baseline shift in the horizontal vestibulo-ocular system,
(10 + 10) – (40 + 40)
and they always occur together. Like gain asymmetry, bias
X 100 = -60 percent,
(and spontaneous nystagmus) occurs in patients with a
wide variety of vestibular disorders, both peripheral andcentral.
which is outside the normal limit. This result indicatesthat the gain of responses with leftward slow phases is
Many normal individuals have a small amount of bias and
significantly lower than the gain of responses with
spontaneous nystagmus, so how much is outside the
rightward slow phases, which is a nonlocalizing
normal limit? It is generally agreed that the normal limit
is about 6 deg/sec, so the bias of 20 deg/sec seen in Fig.
4 is abnormal.
Gain asymmetry is extremely rare. In fact, for many yearswe did not believe it even existed, but recently Halmagyi
What happens when we calculate directional preponderance
et al. (2000) said they found this abnormality in 114 of
in this patient? Inserting peak slow phase velocity valuesfrom Fig. 4 into Eq. 2 yields
INSIGHTS in practice
SPECIAL COLLECTION
(20 + 20) – (60 + 60)
UNILATERAL WEAKNESS AND GAIN ASYMMETRY
X 100 = -50 percent.
The three abnormalities described above can exist alone or
in any combination. Fig. 5 shows an example of two
This is a mistake. We cannot use Eq. 2 to calculate bias.
Right Cool SPV = 20o/sec
This formula normalizes the difference between the two
Left Warm SPV = 40o/sec
directions of nystagmus under the presumption that the
difference is proportional to response strength. Bias is not
proportional to response strength, so the formula is
inappropriate when the difference is due to bias.
Right Warm SPV = 5o/sec
Left Cool SPV = 10o/sec
Eq. 2 is appropriate for calculating gain asymmetry,
because gain asymmetry is proportional to response
Figure 5. Unilateral weakness and gain asymmetry.
strength. However we must first eliminate the bias. To dothis, we simply subtract the bias from the peak slow phase
coexisting abnormalities—unilateral weakness and gain
velocities of caloric responses in the same direction and
asymmetry. First we calculate unilateral weakness using
add it to the peak slow phase velocities of responses in
the opposite direction and then calculate gain asymmetry
(5 + 20) – (40 + 10)
using the new values. In other words,
X 100 = -33 percent.
(RW' + LC') – (LW' + RC')
Eq. 3 X 100 = GA (in percent),
Then we calculate gain asymmetry using Eq. 3,
RW' + LC' + LW' + RC'
(5 + 10) – (40 + 20)
where GA is gain asymmetry and RW', LC', LW', and RC' are
X 100 = -60 percent.
RW, LC, LW, and RC, respectively, after eliminating any
Note that the presence of gain asymmetry has no effect
To illustrate, if we eliminate the bias from peak slow phase
whatsoever on the value we get for unilateral weakness,
velocity values in Fig. 4, we get
and vice versa. Note also that since there was no bias, we
could have used either Eq. 2 or Eq. 3 to calculate gain
UNILATERAL WEAKNESS AND BIAS
and when we insert these new values into Eq. 3, we get
Fig 6. shows an example of two coexisting abnormalities—
(40 + 40) – (40 + 40)
Right Cool SPV = 40o/sec
Left Warm SPV = 60o/sec
X 100 = 0 percent.
This result indicates no gain asymmetry, which is correct.
Right Warm SPV = 0o/sec
Left Cool SPV = 20o/sec
Figure 6. Unilateral weakness and bias.
INSIGHTS in practice
SPECIAL COLLECTION
unilateral weakness and bias. The bias is about 20
(10 + 10) – (40 + 40)
deg/sec, and the patient has spontaneous nystagmus with
X 100 = -60 percent.
rightward slow phase velocities of about 20 deg/sec with
eyes closed. We calculate unilateral weakness using Eq. 1,
Note that the normal limit of 30 percent for directional
(0 + 40) – (60 + 20)
preponderance is based on studies that lumped together
X 100 = -33 percent.
gain asymmetry and bias. We do not have a normal limit
for gain asymmetry by itself, but it is probably somewhatless than 30 percent. We need new normative studies to
Note that the presence of bias has no effect on the value
establish a correct normal limit for gain asymmetry.
we get for unilateral weakness, so we do not have toeliminate it first.
UNILATERAL WEAKNESS, GAIN ASYMMETRY, AND BIAS
This combination of unilateral weakness and bias ischaracteristic of a sudden and recent unilateral peripheral
Fig. 8 shows an example of three coexisting
vestibular lesion. Over time, the bias (and the patient's
abnormalities—unilateral weakness, gain asymmetry, and
spontaneous nystagmus) decline due to vestibular
Right Cool SPV = 40o/sec
Left Warm SPV = 60o/sec
compensation, although the unilateral weakness may
AIN ASYMMETRY AND BIAS
Fig. 7 shows an example of two coexisting abnormalities—
Right Warm SPV = -15o/sec
Left Cool SPV = -10o/sec
Right Cool SPV = 60o/sec
Left Warm SPV = 60o/sec
Figure 8. Unilateral weakness, gain asymmetry, and bias.
bias. The bias is about 20 deg/sec, and the patient has
spontaneous nystagmus with rightward slow phase
velocities of about 20 deg/sec with eyes closed. The right
warm and left cool caloric responses failed to overcome the
Right Warm SPV = -10o/sec
Left Cool SPV = -10o/sec
patient's spontaneous nystagmus, so RW and LC are
expressed as negative numbers. First we calculate
Figure 7. Gain asymmetry and bias.
unilateral weakness using Eq. 1,
gain asymmetry and bias. The bias is about 20 deg/sec,
(-15 + 40) – (60 - 10)
and the patient has spontaneous nystagmus with rightward
X 100 = -33 percent.
slow phase velocities of about 20 deg/sec with eyes
closed. Note that the right warm and left cool caloricresponses failed to overcome the spontaneous nystagmus
We must eliminate the bias before calculating gain
completely, so RW and LC are opposite the expected
direction. When this happens, their values are expressed
as negative numbers.
Before calculating gain asymmetry, we have to eliminate
Then we calculate gain asymmetry by inserting the new
values into Eq. 3,
(5 + 10) – (40 + 20)
X 100 = -60 percent.
Then we use the new values to calculate gain asymmetry
INSIGHTS in practice
SPECIAL COLLECTION
Coats, A.C., (1965). Directional Preponderance and
In the bithermal caloric test, each ear receives two
Unilateral Weakness As Observed in the
irrigations—a warm irrigation that provokes a response in
Electronystagmographic Examination. Ann Otol Rhinol
one direction and a cool irrigation that provokes a
Laryngol 74: 655.
response in the other direction. From these four
Fitzgerald G., and Hallpike, C.S., (1942). Studies in Human
responses, we can distinguish between unilateral weakness,
Vestibular Function. I: Observations on the Directional
in which the responses of one ear are weaker than those of
Preponderance (‘Nystagmusbereitschaft') of Caloric
the other ear, and directional preponderance, in which
Nystagmus Resulting from Cerebral Lesions. Brain 62 (part
responses in one direction are weaker than those in the
other direction. Directional preponderance has two
Halmagyi, G.M., Cremer, P.D., Anderson, J., Murofushi, T,
components. The first is gain asymmetry, which is
and Curthoys, I.S., (2000). Isolated Directional
proportional to caloric response strength. The second is
Preponderance of Caloric Nystagmus. I. Clinical
bias, which is independent of caloric response strength.
Significance. Am J Otol 21: 559.
Before calculating gain asymmetry, it is first necessary to
Jongkees, L.B.W., and Philipszoon, A.J., (1964).
eliminate bias from the responses.
Electronystagmography. Acta Otolaryngol (Suppl. 189).
Unilateral weakness is highly localizing. It denotes a
Stahle, J., (1958). Electro-nystagmography in the caloric
lesion of the horizontal semicircular canal or its afferents
and rotary tests. Acta Otolaryngol (Suppl.) 137: 5.
on the side of the weaker response. Gain asymmetry and
Stockwell, C.W., (1987). Directional Preponderance. ENG
bias are nonlocalizing. Both abnormalities denote a
Report, ICS Medical, 37.
vestibular lesion, either peripheral or central.
A NOTE TO ICS MEDICAL CUSTOMERS
The elimination of bias described in this article cannot be
Baloh, R.W., Sills, A. W., and Honrubia, V., (1977). Caloric
performed by current ICS Medical software and must be
Testing: Patients with Peripheral and Central Vestibular
done by hand. This feature will be included in our next
Lesions. Ann Otol Rhinol Laryngol (Suppl.) 43: 24.
software release.
Barin, K., and Bahram, V., (2001). Clinical Significance ofDirectional Preponderance in Bithermal Caloric Testing.
Presentation at ARO Annual Meeting.
Cartwright, A.D., Cremer, P.D., Halmagyi, G.M., andCurthoys, I.S., (2000). Isolated Directional Preponderanceof Caloric Nystagmus: II. A Neural Network Model. Am JOtol 21: 568.
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INSIGHTS in practice
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INSIGHTS IN PRACTICE
Clinical Topics in Otoneurology
THE FIXATION SUPPRESSION TEST
Kamran Barin, Ph.D., and Laurie R. Davis, M.N.S.
The fixation suppression test is part of the standard ENG
From these data, the examiner then calculates a Fixation
examination. It tests the patient's ability to suppress
Index (FI) by the formula,
vestibular nystagmus during fixation upon a visual target.
The most commonly used test procedure is one described
Fix / SPVNoFix * 100.
by Alpert (1974). For at least one right-beating and one
FI is a measure of nystagmus intensity during visual
left-beating caloric response, the patient's nystagmus is
fixation expressed as a percentage of nystagmus intensity
recorded with eyes closed until shortly after the peak of
just before opening the eyes. If nystagmus is completely
Kamran Barin, Ph.D., is
the response. At that time the examiner tells the patient
suppressed by fixation, FI will be 0%. If nystagmus is
Director of the Balance
to open the eyes and fixate upon a small stationary target
incompletely suppressed by fixation, FI will be between
Disorders Clinic at the Ohio
for about 10 seconds. Then the examiner computes the
0% and 100%. If nystagmus is enhanced by fixation, FI
State University Medical
average slow phase velocity of three nystagmus beats just
will be greater than 100%. The normal range for FI is 60%
Center and Assistant
before opening the eyes (SPV
or less, which means that, in 95% of normal individuals,
Professor, Department of
NoFix) and the average slow
phase velocity of three nystagmus beats during fixation
visual fixation suppresses vestibular nystagmus by at
Otolaryngology and
Department of Speech and
Fix), as shown in Figure 1.
Hearing Sciences, The Ohio
FIXATION SUPPRESSION AND SMOOTH PURSUIT
State University, Columbus,Ohio.
There is strong experimental and clinical support for theidea that the pursuit system is responsible for suppressingvestibular nystagmus (Chambers and Gresty, 1982;
Laurie R. Davis, M.N.S., is
Halmagyi and Gresty, 1979). The pursuit system is designed
a clinical audiologist at
to keep the image of a small moving target on the fovea—
Mayo Clinic Scottsdale in
the most sensitive part of retina. Movement of the
target's image across the retina causes retinal slip. Whenthe pursuit system detects retinal slip, it triggers an eyemovement that tracks the target. This tracking eyemovement minimizes retinal slip and tends to keep the
Figure 1. Calculating average slow phase velocity of nystagmus
target's image on the fovea. When a person with vestibular
with eyes closed (SPVNoFix) and during visual fixation (SPVFix).
nystagmus fixates upon a stationary target, the slow
EO indicates the point at which the patient opened the eyes.
phases of the nystagmus move the target's image acrossthe retina, thus generating retinal slip. The pursuit systemreacts by moving the eyes in the direction opposite thenystagmus slow phases, thus suppressing the nystagmus.
INSIGHTS in practice
SPECIAL COLLECTION
Some investigators (e.g., Barnes, et al., 1978) have saidthat if the pursuit system is responsible for fixationsuppression of vestibular nystagmus, then the fixationsuppression test is really a test of the pursuit system,which means that the fixation suppression test isredundant, because the pursuit system is already beingtested by two other ENG tests—the tracking test and theoptokinetic test. On the other hand, Tomlinson andRobinson (1981) have said that a different system—thevestibular cancellation system—is primarily responsible forfixation suppression of vestibular nystagmus. They havesaid that the vestibular cancellation system reducesnystagmus intensity and places the image of the targetnear the fovea, and then the pursuit system eliminates anyresidual nystagmus. If so, then the fixation suppressiontest evaluates a different system and is therefore notredundant. It may reveal abnormalities not detected bythe tracking and the optokinetic tests (and vice versa). Let us examine this issue by comparing the results of thefixation suppression test with those of the tracking andoptokinetic tests.
Figure 2. Test results from a patient with normal tracking (A),
optokinetic responses (B), and fixation suppression (C).
NORMAL FIXATION SUPPRESSION WITH NORMAL
TRACKING AND OPTOKINETIC RESPONSES
In the optokinetic test (Figure 2B), the patient tracks a
Figure 2 shows a patient with normal tracking, optokinetic
series of small targets moving first to the right and then to
responses, and fixation suppression.
the left at a constant velocity of 40º/sec. Nystagmus
In the tracking test (Figure 2A), the patient follows a small
responses are considered normal if slow phase velocities
target oscillating back and forth in the horizontal plane.
are at least 30º/sec in both directions. In this patient,
Frequencies of target motion range from 0.2 to 0.7 Hz with
average slow phases velocities are 38º/sec for rightward
peak-to-peak amplitudes of 30º at all frequencies. Peak
moving targets and 33º/sec for leftward moving targets.
target velocities range from 20 to 70º/sec. The ratio of
Both values are within normal limits. (Note that the
peak eye velocity to peak target velocity is determined for
optokinetic test, despite its name, is not a test of the
each target frequency and compared with age- and sex-
optokinetic system; it is a test of the pursuit system. A
matched normative values. The top panel shows a sample
true test of the optokinetic system would require targets
of target motion and superimposed eye motion at 0.2 Hz.
that subtend the full visual field.)
The bottom panel shows tracking gains for rightward and
In the fixation suppression test (Figure 2C), FI is equal to
leftward tracking at each target frequency. Tracking is
20% for nystagmus with rightward slow phases and 24%
within normal limits for both directions of target motion at
for nystagmus with leftward slow phases. Both values are
all frequencies.
within normal limits.
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ABNORMAL FIXATION SUPPRESSION WITH ABNORMAL
ABNORMAL FIXATION SUPPRESSION WITH NORMAL
TRACKING AND OPTOKINETIC RESPONSES
TRACKING AND OPTOKINETIC RESPONSES
Figure 3 shows a patient with abnormal tracking,
Figure 4 shows a patient with abnormal fixation
optokinetic responses, and fixation suppression. In the
suppression, but normal tracking and optokinetic
Figure 3. Test results from a patient with abnormal tracking (A),
Figure 4. Test results from a patient with normal tracking (A)
optokinetic responses (B), and fixation suppression (C).
and optokinetic responses (B) and with abnormal fixationsuppression (C).
tracking test (Figure 3A), the patient has saccadic pursuitand tracking gains are abnormally low for both directions
responses. In the tracking test (Figure 4A), the patient
of target motion. In the optokinetic test (Figure 3B),
follows the target smoothly and tracking gains are within
average slow phase velocity of optokinetic nystagmus is
normal limits at all target frequencies. In the optokinetic
3º/sec for rightward moving targets and 6º/sec for leftward
test (Figure 4B), average slow phase velocity of
moving targets. In the fixation suppression test (Figure
optokinetic nystagmus is 31º/sec for rightward moving
3C), FI is 200% for nystagmus with rightward slow phases
targets and 37º/sec for leftward moving targets. In the
and 100% for nystagmus with leftward slow phases. These
fixation suppression test (Figure 4C), the patient fails to
abnormalities indicate a CNS lesion. They are seen in
suppress the caloric nystagmus adequately. FI is
patients with a variety of neurological disorders involving
approximately 64% for nystagmus with rightward slow
the cerebellum, brainstem, or cerebral cortex.
phases and 75% for nystagmus with leftward slow phases.
This result is uncommon. It denotes a lesion in the centralnervous system, most likely in the flocculus of thecerebellum.
INSIGHTS in practice
SPECIAL COLLECTION
Abnormal fixation suppression with normal pursuit supportsthe hypothesis of Tomlinson and Robinson (1981) thatfixation suppression and pursuit are mediated by separateneural mechanisms, but there are other possibleexplanations. First, tracking and fixation suppression areunder voluntary control, so perhaps the patient simplyfailed to fixate on the visual target during the fixationsuppression test. Second, the stimuli used in the trackingand optokinetic tests have predictable trajectories, whereasthe timing of nystagmus fast phases is less predictable.
Predictable targets are easier to track than unpredictabletargets (Leigh and Zee, 1991). Third, the velocity limit ofthe pursuit system is approximately 30-40º/sec for younghealthy persons and closer to 20º/sec for persons over theage of 60. Therefore a patient could have normal pursuitand yet display abnormal fixation suppression if theintensity of to-be-suppressed nystagmus exceeds thepatient's pursuit velocity limit. (It should be noted thatthis third explanation is implausible in the case shownhere, since slow phase velocity of caloric nystagmus just
Figure 5. Test results from a patient with abnormal tracking (A)
before opening the eyes is only about 24-25º/sec.)
and optokinetic responses (B) and with normal fixationsuppression (C).
NORMAL FIXATION SUPPRESSION WITH ABNORMAL
TRACKING AND OPTOKINETIC RESPONSES
This result is also uncommon. It also supports the
Figure 5 shows a patient with abnormal tracking and
hypothesis of separate pursuit and vestibular cancellation
optokinetic responses, but normal fixation suppression. In
systems, because then it would be possible for a patient
the tracking test (Figure 5A), the patient has saccadic
with defective pursuit to suppress vestibular nystagmus
pursuit and lower than normal tracking gains in both
using the vestibular cancellation system. But again there
directions. The tracking defect is asymmetric, being much
might be another explanation. Weak caloric nystagmus
worse when the target moves to the right. In the
does not pose much of a challenge to the pursuit system.
optokinetic test (Figure 5B), average slow phase velocity
Thus a patient who has a mild pursuit defect and weak
of optokinetic nystagmus is 16º/sec for rightward moving
caloric responses may be able to suppress caloric
targets and 27º/sec for leftward moving targets. In the
nystagmus, yet be unable to generate normal tracking and
fixation suppression test (Figure 5C), nystagmus is virtually
optokinetic responses.
eliminated during fixation and the FI is equal to 0% forboth directions of nystagmus.
INSIGHTS in practice
SPECIAL COLLECTION
fixation. Avoid beats that occur within one secondbefore and after opening the eyes, since these beats
Should we perform the fixation suppression test as part of
often contain artifact.
the standard ENG examination? We think the answer is"yes." The procedure is simple and benign and does not
5. When interpreting the fixation suppression test,
take additional testing time. Two test results presented
recognize that nystagmus intensities between 20 and
above (Figures 4 and 5) support the hypothesis that
40º/sec are optimal for testing fixation suppression.
pursuit and fixation suppression are mediated by separate
Intensities above 40º/sec may overwhelm even a
neural mechanisms. However, such results do not prove
normal pursuit (or cancellation) system and yield false
the hypothesis, since other possible explanations exist.
positive results, especially in elderly patients.
Nevertheless it is a fact that the fixation suppression test
Intensities below 20º/sec may not pose a sufficient
sometimes detects abnormalities in patients who have
challenge to the pursuit (or cancellation) system and
normal tracking and optokinetic responses and vice versa.
yield false negative results.
The fixation suppression test has a major shortcoming—thedifficulty of the test depends upon how strong caloric
nystagmus happens to be when the patient opens the eyes.
Alpert, J.N., (1974). Failure of fixation suppression: A
If the nystagmus is very weak, even a patient with
pathologic effect of vision on caloric nystagmus.
defective pursuit (or cancellation) can suppress it. If it is
very strong, even a person with normal pursuit (or
Barnes, G.R., Benson, A.J., and Prior, A.R.J., (1978).
cancellation) cannot suppress it. There are other
Visual-vestibular interaction in the control of eye
shortcomings as well. Therefore the test must be conducted
movement. Aviat Space Environ Med, 49:557-564.
with care and the results interpreted with caution. Werecommend that attention be paid to the following details:
Chambers, B.R., and Gresty, M.A. (1983). The relationshipbetween disordered pursuit and vestibulo-ocular reflex
1. Perform the test during all four caloric responses. Then
suppression. J Neurol Neurosurg Psychiatr, 46:61-66.
you will have two opportunities to observe fixationsuppression for each direction of nystagmus.
Halmagyi, G.M., and Gresty, M.A. (1979). Clinical signs ofvisual-vestibular interaction. J Neurol Neurosurg Psychiatr,
2. Closely watch the tracing and ask the patient to open
the eyes immediately after the response reaches peakintensity, which usually occurs between 60 and 90
Leigh, R.J., and Zee, D.S. (1991). The Neurology of Eye
seconds after the onset of the irrigation.
Movements. F.A. Davis Company, Philadelphia.
3. When testing fixation suppression, make sure the
Tomlinson, R.D., and Robinson, D.A. (1981). Is the
patient is actually fixating on a small visual target. It is
vestibulo-ocular reflex cancelled by smooth pursuit? In
not enough for the patient simply to open the eyes.
Fuchs, A. and Becker W. (eds.): Progress in Oculomotor
Some patients are reluctant to fixate, especially if
Research, New York, Elsevier/North-Holland, 533-539.
distressed by the dizziness that is part of the caloricresponse.
4. When measuring nystagmus slow phase velocities,
select beats from a 5 second time period just beforeopening the eyes and a 5 second time period just after
INSIGHTS in practice
SPECIAL COLLECTION
COMMENTS/QUESTIONS ON ARTICLE
DIZZINESS DIAGNOSTIC FORUM AND CALORIC TEST
We would welcome any comments or questions you mayhave regarding this article. Please e-mail us at:
These are two valuable educational opportunities offered
[email protected] or send a fax to ICS Medical
through the ICS Medical website. The Forum on Diagnosis
Educational Services at 847/534-2151. Be sure to give us
and Management of Dizziness includes a complete list of
your contact details so the authors may respond to you.
disorders that cause dizziness and information about each.
The Caloric Test Course is an hour-long course on
ENG COURSES 2003
administration and interpretation of the Caloric Test.
Please look on our website: www.icsmedical.com for datesand locations. These two-day courses are invaluable forprofessionals looking to gain more knowledge onadministration and interpretation of ENG's.
NEW VIDEO CLIPS CASE STUDIES CD
We're pleased to make available a CD containing fourinteresting Case Studies, which feature video clips ofabnormal eye movements gathered on the ICS CHARTR VNGsystem. The Case Studies are presented by Preston C.
Calvert, M.D., Dept. of Neurology, Johns Hopkins UniversitySchool of Medicine. The CD sells for $10. For moreinformation, please visit our website.
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INSIGHTS in practice
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Hearing assessment
Fitting & Testing
Balance assessment
Best Practices for the Evaluation and Management
of Dizziness
Stephen P. Cass, M.D., M.P.H.
Biography
Stephen P. Cass, M.D., M.P.H., is Associate Professor in the Department
of Otolaryngology at the University of Colorado Health Science Center. He is
fellowship trained in Neurotology, specializing in disorders of the ear, hearing
and balance. His research interest involves basic and clinical studies of the
vestibular system. Dr. Cass is co-author with Dr. Joseph Furman of Vestibular
Disorders: A Case-Study Approach.
We held a two-day course, "Best Practices for the Evaluation and Managementof Dizziness: A Workshop with Leading Clinicians." in Chicago on June 25-26, 2004. The course was presented by the Department of Otolaryngology,University of Colorado School of Medicine and sponsored by the University ofColorado School of Medicine, Office of Continuing Medical Education.
Educational support was provided by GN Otometrics, North America. Iserved as course director.This is the second course in this series. The firstcourse was held in Chicago on October 11-12, 2002. A copy of these pro-
Fig. 1. Normal horizontal canal system at rest.
ceedings was published as an Insights in Practice article that can be accessed on www.bsure4balance.com.
It is essential to understand the response of the vestibular system to injury.
Fig. 1 shows a normal horizontal semicircular canal system, viewed from
In the first course we heard from clinicians in the specialties of primary care,
above. When the head is at rest, tonic neural input comes from the two hori-
neurotology, neurology, audiology, physical therapy, and psychiatry. We learned
zontal canals and the level of input from the two canals is exactly the same.
that there is little controversy about management, but a great deal more con-troversy about evaluation. Dizzy patients usually see a primary care physicianfirst. Most of them have benign disorders that can be successfully managed bythe primary care physician, but a few have serious disorders that require referralto a specialist. Most of us agreed that the specialist who accepts dizzy patientreferrals should be prepared to take a comprehensive history and perform athorough physical examination, but we disagreed about which clinical observa-tions are required. Sometimes the history and physical examination fail to yielda definite diagnosis and we need additional information provided by laboratorytests. We disagreed about which tests should be ordered for which patients.
In the second course, I wanted to get closer to a clear definition of best prac-tices for the evaluation and management of the dizzy patient. I assembled afaculty of experts in the specialties of neurotology, neurology, and vestibulartesting. I asked them to describe their methods, to present the evidence under-lying their decision-making, and to indicate where the evidence is weak. Iallowed plenty of time for discussion among faculty members and the audi-ence. In this manner, I hoped to identify areas of consensus and to hear variousviewpoints in areas of disagreement.
Fig. 2. Normal horizontal canal system during angular acceleration to
I began the course with a quick review of vestibular anatomy
and physiology. I described the anatomy of the vestibular labyrinth and ori-
Fig. 2 shows what happens when the head undergoes angular acceleration to
entation of the labyrinth in the head, and explained the structure and function
the person's left (counterclockwise in our view). Endolymph movement lags
of the sensory receptors in the ampullae of the semicircular canals and the
behind head movement. In the left horizontal canal, this lag deflects the cupu-
maculae of the utricle and saccule. I traced the neural pathways of the vestibu-
la upward (in our view), causing an increase in the level of neural input. In the
lar nerve, vestibular nuclei, and the vestibulo-ocular and vestibulo-spinal sys-
right horizontal canal, this lag deflects the cupula downward (in our view),
continues
INSIGHTS in practice
SPECIAL COLLECTION
causing a decrease in the neural input. Thus the level of neural input from the
vestibular abnormalities for many years after the event. Some patients compen-
left ear is greater than the level of neural input from the right ear. As a result,
sate better than others, and those who compensate poorly usually receive bene-
the person has a sensation of leftward rotation, left-beating nystagmus, and a
fit from vestibular rehabilitation therapy.
tendency to fall to the right.
Then I described how I take a history from the dizzy patient. It is
Fig. 3 shows what happens when a person suffers an acute lesion of the right
often said that history taking is the most important part of the evaluation of
horizontal canal. Neural input from the right canal is abolished, whereas tonic
the dizzy patient. I agree. Dizziness can be caused by an unusually large num-ber of diseases and it is important to develop a working knowledge of all themedical conditions and disorders associated with dizziness. A good place tostart with this task is the Compendium of Vestibular Disorders that can beaccessed on www.bsure4balance.com. The patient's history offers an impor-tant opportunity to gain information needed to distinguish among them andto create a working list of potential diagnoses.
I take a comprehensive (Level V) history from every new dizzy patient—adaunting task. To make it easier, I use an electronic patient records system. Inthe waiting room, the patient fills out an eight-page questionnaire that asksquestions in a forced-choice format. An optical character recognition systemreads the patient's responses and inserts them into a custom-designed templatethat yields a finished chart note. I take my laptop into the exam room andreview my chart note with the patient, correcting and amplifying as needed.
A complete list of the items on my questionnaire can be accessed onwww.bsure4balance.com.
Fig. 3. Acute lesion of right horizontal canal.
David Solomon, M.D., Ph.D., Assistant Professor of Neurology at the
Johns Hopkins University School of Medicine, described how he conducts a
neural input from the left horizontal canal remains. Thus the level of neural
physical examination of the dizzy patient.
input from the left ear is greater than the level of neural input from the rightear. This asymmetry is the same as the one that occurs when a person rotates
Dr. Solomon performs a thorough examination of eye movements, as follows:
leftward and the reaction is also the same—a sensation of leftward rotation
1. Eye movement exam. He examines the patient's eye movements with eyes
(which we now call "vertigo"), left-beating nystagmus (which we now call
open in the light and with vision denied using Frenzel lenses, or video-ocu-
"spontaneous nystagmus"), and a tendency to fall to the right (which we can
lography. He looks for spontaneous (horizontal) nystagmus, vertical nystag-
detect with postural tests). Acute lesions in other parts of the vestibular system
mus, torsional nystagmus, gaze-evoked nystagmus, and dissociated nystag-
cause similar (but not identical) signs and symptoms, and as we will see later,
we can often localize the exact site of lesion by carefully noting the features ofthese signs and symptoms.
2. Head thrust test. He asks the patient to look straight ahead and then jerks
the patient's head quickly rightward and leftward, looking for "catch up"
The lesion may be permanent, but nevertheless the patient's signs and symp-
saccades that denote a weak vestibulo-ocular response when the head is
toms abate over a period of days and weeks due to vestibular compensation. A
jerked toward the side of a labyrinthine loss.
major part of the compensation process is a reduction of the asymmetry due tothe gradual reappearance of tonic neural activity in the vestibular nuclei on the
3. Head-shaking test. He shakes the patient's head rapidly back and forth 15
side of the damaged horizontal canal, as shown in Fig. 4. Compensation is
times and then looks for nystagmus while the patient's head is held
never complete, however. Our physical exam and tests still can detect subtle
motionless. Head-shaking nystagmus usually (but not always) beats awayfrom the side of a labyrinthine loss.
4. Hyperventilation test. Hyperventilation sometimes induces nystagmus in
patients with a fistula or a compressive lesion (such as acoustic neuroma,cholesteatoma, or blood vessel) or an inflammatory lesion (such as multiplesclerosis) that causes demyelination in peripheral or central vestibular path-ways.
5. Valsalva maneuver. The Valsalva maneuver sometimes induces nystagmus
in patients with Arnold-Chiari malformation, perilymphatic fistula, orsuperior semicircular canal dehiscence.
6. Ocular tilt reaction (OTR). A unilateral otolithic lesion sometimes caus-
es tonic ocular torsion and skew deviation when the head is tilted towardthe side of the lesion.
7. Dix-Hallpike maneuver. He starts with the patient seated on the exami-
nation table with legs extended and the head turned 45 deg rightward.
Then he brings the patient back rapidly to the supine position with the
Fig. 4. Chronic lesion of right horizontal canal.
head still turned rightward and hanging backward over the end of the
INSIGHTS in practice
SPECIAL COLLECTION
examining table, as shown in Fig. 5. After performing the maneuver, he
Dr. Barin described five commonly used laboratory vestibular tests:
looks for a nystagmus response, noting its latency, direction, duration, and
1. ENG/VNG is a battery of eye movement tests. For decades, we
have performed ENG (electronystagmography), in which eyemovements are monitored with electrodes placed on the skinaround the eyes. In recent years, ENG has been largely supplant-ed by VNG (videonystagmography), in which eye movements aremonitored by infrared video cameras mounted inside lightproofgoggles.
The standard ENG/VNG test battery consists of
a. four oculomotor tests (saccade test, tracking test, optokinetic test,
and gaze test with fixation), which detect CNS lesions,
b. two vestibular tests (static positional test and gaze test without
fixation), which detect lesions of the peripheral or central vestibular system,
Fig. 5. Right Dix-Hallpike maneuver. Position of the patient at the
start of the maneuver (A) and at the end of the maneuver (B).
c. two tests (Dix-Hallpike maneuver and pressure test), which
(Courtesy of Dr. Parnes).
identify specific etiologies,
d. the caloric test, which detects and lateralizes lesions of the
presence or absence of accompanying vertigo. Then he returns the patient
horizontal semicircular canal or its afferent pathways.
to the sitting position and repeats the maneuver with the patient's headturned leftward. This test detects posterior and anterior canal BPPV, which
ENG/VNG has more clinical value than any other laboratory vestibular
is denoted by a vertical-torsional nystagmus response that is delayed in
test. Dr. Barin recommends that it be used in the evaluation of all dizzy
onset, transient, and accompanied by vertigo. The direction of the nystag-
patients, except that it should be deferred pending treatment outcome in
mus specifies the involved canal.
patients with BPPV. ENG/VNG detects one or more abnormalities in
8. Nylen-Barany positional test
about 50 % of dizzy patients and about 75 % of these abnormalities speci-
(also called the "roll test"). With the patient
fy the site of lesion. Other laboratory tests detect few of these abnormali-
in the supine position, he rapidly turns the head 90 deg rightward and
ties. A skilled clinician can detect most of them during physical examina-
then 90 deg leftward. This test detects nonlocalizing positional nystagmus
tion, although physical examination does not permit quantitative analysis
(either geotropic or ageotropic) and horizontal canal BPPV.
or yield a permanent record.
Dr. Solomon also conducts vestibulospinal tests. While the patient is sitting,
2. Rotary chair testing consists of recording horizontal eye movements as
he looks for head tilt, past pointing, and axial postural asymmetry. With the
the patient is rotated about a vertical axis with the horizontal semicircular
patient standing, he first performs one or more static tests (Romberg, sharp-
canals in the plane of rotation. The patient is usually tested under three
ened Romberg, stance on a foam cushion, and Valsalva maneuver) and then
conditions: (a) in complete darkness, (b) while viewing an earth-fixed visu-
performs one or more dynamic tests (tandem gait, the Fukuda stepping test,
al surround, and (c) while viewing a head-fixed visual target. Under each of
and the circular walking test).
these conditions, the patient undergoes a series of sinusoidal oscillations at
He also conducts a general neurological examination, which includes evalu-
frequencies from about 0.01 Hz at octave intervals to about 1 Hz. Phase,
ation of cranial nerves, deep tendon reflexes, distal vibration sensation, and
gain, and symmetry of eye velocity re head velocity is computed for each
cerebellar function (finger to nose, rapid alternating hand movements, heel to
test frequency.
shin). He looks for dysarthria, dysphagia, dysmetria, diplopia, Horner's syn-
Rotary chair testing has only fair clinical value. It is useful in documenting
drome, loss of pin prick or temperature sensation on one side of the face
bilateral vestibular loss, although the ice water caloric test, the active head
and/or the other side of the body, intractable hiccups, visual inversion, visual
rotation test, and the head thrust test also detect this condition. Otherwise
loss, oculopalatal tremor, and mental confusion.
rotary chair abnormalities are nonlocalizing.
In addition, he performs an orthostatic blood pressure screening test, a
dynamic visual acuity test,
3. Active head rotation consists of asking the patient to shake his or her
and a headache evaluation as indicated by the
presenting history and symptoms.
head in the horizontal and vertical planes at frequencies from about 0.5 Hzto about 6 Hz while viewing an earth fixed visual target. Head movement
Kamran Barin, Ph.D., Assistant Professor, Dept. of Otolaryngology and
is monitored by a head-mounted velocity sensor and eye movement is
Dept. of Speech and Hearing Science, The Ohio State University, discussed
monitored by electrodes. Phase, gain, and symmetry of eye velocity re head
laboratory vestibular testing. He said that laboratory vestibular tests provide an
velocity are computed at each test frequency.
independent assessment of the peripheral vestibular system, the vestibular
Active head rotation has about the same clinical usefulness as rotary chair test-
nerve, and central vestibular pathways. They detect lesions, differentiate
ing. It costs less and tests both horizonal and vertical vestibulo-ocular responses
between peripheral and central lesions, and lateralize peripheral lesions or fur-
at higher frequencies, although head and eye movements at high frequencies
ther localize central lesions. They also help with devising treatment plans,
are difficult to measure accurately.
monitoring the progress of treatment, and planning for acoustic neuroma,vestibular ablation, and cochlear implantation surgeries.
INSIGHTS in practice
SPECIAL COLLECTION
4. Computerized dynamic posturography (CDP) is comprised of two test
Labyrinthitis/vestibular neuronitis is often accompanied or preceded by an
batteries. The first is the Sensory Organization Test (SOT), in which the
upper respiratory infection. It is characterized by vertigo lasting for days, nys-
patient's postural stability is measured as visual and somatosensory cues are
tagmus beating away from the affected ear, and nausea and vomiting. Cochlear
manipulated. The second is the Movement Coordination Test (MCT), in
symptoms are present with labyrinthitis and absent with vestibular neuronitis;
which the patient's postural stability is measured as the supporting surface
otherwise signs and symptoms are identical. Dr. Parnes treats this disorder
is tilted or translated.
symptomatically with antiemetics and vestibular sedatives. He treats with oralsteroids if he sees the patient within 72 hours after onset of acute vertigo.
The diagnostic value of CDP is limited. Malingering patients tend to show
There is no evidence that anti-virals are efficacious.
an aphysiologic pattern of responses, so the test is sometimes used in med-ical-legal cases. Some physical therapists use it to design vestibular rehabili-
Recurrent vestibulopathy is characterized by Meniere's-like spells of vertigo.
tation therapy and monitor its progress.
There are no cochlear or other localizing symptoms and no diagnostic teststhat specify this disorder. A few patients with recurrent vestibulopathy go on
5. Vestibular-evoked myogenic potentials (VEMP) is a new vestibular test.
to develop typical Meniere's disease. Treatment is symptomatic, and symptoms
The patient is presented with loud monaural clicks or tone bursts and
resolve spontaneously over 2-3 years in most patients.
short-latency EMG responses are recorded from surface electrodes placedover the ipsilateral sternocleidomastoid muscles. These responses are ampli-
Dehiscent superior semicircular canal syndrome (DSSCS) is characterized
fied, filtered, and averaged over at least 100 repetitions of the stimulus.
by vertigo and oscillopsia in response to loud sounds (the Tullio phenomenon)
Animal studies indicate that they arise from the saccule.
or maneuvers that change middle ear or intracranial pressure. Eye movementsevoked by these stimuli align with the plane of the dehiscent superior canal.
It has been shown that VEMP identifies the symptomatic ear in patients with
The patient may also have pulsatile tinnitus, sensitivity to body sounds, and
Tullio phenomenon. Initial reports suggest that it also detects various other
hearing loss. Treatments are avoidance of symptom-inducing situations, middle
fossa resurfacing of the affected canal, or middle fossa or transmastoid occlu-
Dr. Barin says that he performs laboratory vestibular testing according to the
sion of the affected canal.
protocol shown in Fig. 6. Each new dizzy patient first receives a Dix-Hallpike
BPPV is usually caused by free-floating particles in the endolymph of the pos-
maneuver and if the test is positive, the patient receives canalith repositioning
terior semicircular canal (posterior canalithiasis). Dr. Parnes performs the Dix-
treatment. If treatment is successful and the patient has no other unexplained
Hallpike maneuver to identify the affected canal and then administers canalith
repositioning treatment, as shown in Fig. 7. His success rate after a single
treatment is 80%. If the patient still has BPPV at the next visit, he repeats the
treatment. His success rate after three treatments is 95%.
Fig. 6. Protocol for laboratory vestibular testing.
signs or symptoms, the patient receives no further laboratory vestibular testing.
Fig. 7. Diagnosis and treatment of right posterior canalithiasis. Position
If the Dix-Hallpike maneuver is negative or treatment is unsuccessful, the
of patient and canaliths before right Dix-Hallpike maneuver (A), after
patient receives ENG/VNG. If ENG/VNG shows a bilateral caloric weakness,
right Dix-Hallpike maneuver (B), during canalith repositioning treat-
the patient receives either a rotary chair test or active head movement test to
ment (C), and after canalith repositioning treatment (D).
confirm this abnormality. If aphysiologic behavior is suspected, the patientreceives CDP to confirm this suspicion. Dr. Barin does not yet perform
He treats intractable BPPV with posterior semicircular canal occlusion. He has
VEMP in his laboratory, but is following research in this area with interest.
performed this operation on 46 patients (in both ears of two patients). BPPVwas completely relieved in every case. One patient had a hearing loss with ver-
Lorne S. Parnes, M.D., Professor of Otolaryngology and Clinical
tigo three months after surgery. Six patients had protracted periods of imbal-
Neurology, Dept. of Otolaryngology, University of Western Ontario, discussed
ance after surgery and one patient developed horizontal canal BPPV. He has
the diagnosis and treatment of five peripheral vestibular disorders—labyrinthi-
seen free-floating particles in 13 of 40 operated ears.
tis/vestibular neuronitis, recurrent vestibulopathy, dehiscent superior semicir-cular canal syndrome, BPPV, and Meniere's disease.
Dr. Parnes says he rarely sees cases of horizontal canal BPPV and has neverseen a case of anterior canal BPPV.
INSIGHTS in practice
SPECIAL COLLECTION
Meniere's disease is characterized by multiple attacks of vertigo (each lasting
Dr. Solomon then discussed specific diseases, as follows:
more than 20 minutes), unilateral fluctuating sensorineural hearing loss, and
1. Vertebrobasilar insufficiency presents initially as an attack of vertigo in
ipsilateral tinnitus or aural fullness (or both). When one or more of these crite-
19% of patients, and 62% of patients experience at least one isolated
ria is missing, the diagnosis is called "probable" or "possible" Meniere's disease.
attack of vertigo at some time during the course of the disease. These
Dr. Parnes administers the following medical treatments for Meniere's disease:
attacks are usually accompanied by nausea and vomiting. Patients with ver-
low salt diet, avoidance of caffeine, nicotine, and stress, diuretics, benzodi-
tebrobasilar insufficiency nearly always have other brainstem or visual com-
azepines, antihistamines, histamine (betahistine), vasodilators, and corticos-
plaints, such as visual loss, diplopia, drop attacks, unsteadiness, incoordina-
tion, extremity weakness, or confusion. When vertebrobasilar insufficiencyis first suspected, the patient is treated with daily aspirin and attention to
If medical treatment fails, he treats with intratympanic gentamicin titration.
risk factors. If episodes persist, aspirin /dipyridamole or clopidogrel may be
He injects 1 ml of 40 mg/ml stock IV gentamicin solution through a myringo-
substituted. If significant stenosis is found or episodes are frequent and dis-
tomy once a week. Treatments are discontinued if the audiogram shows a sig-
abling, treatment is anticoagulation with heparin followed by wayfarin,
nificant hearing drop for two successive weeks, if a new onset of persistent
titrating to an international normalized ratio of 2-3.
dizziness or imbalance occurs, if a new onset of spontaneous or head-shakenystagmus occurs, or when four treatments have been given. This treatment
2. Lateral medullary syndrome (or Wallenberg's syndrome) is caused by
yields excellent control of vertigo and a low incidence of hearing loss (and no
occlusion of the posterior inferior cerebellar artery (PICA). This artery sup-
cases of severe hearing loss) and does not preclude further treatment if it fails.
plies the dorsal lateral medullary plate and portions of the posterior medialcerebellum. Occlusion of the PICA at its origin causes the full-blown syn-
David Solomon, M.D., Ph.D., discussed the diagnosis and management
drome—vertigo, spontaneous nystagmus, skew deviation, altered subjective
of common neurological vestibular disorders. He finds it useful to distinguish
visual vertical, ipsilateral limb ataxia, ipsilateral facial hemianesthesia, ipsi-
among three types of dizziness—presyncope, vertigo, and dysequilibrium with-
lateral Horner's syndrome, ipsilateral vocal cord paresis, ipsilateral gag, ipsi-
lateral palatal weakness, gait ipsipulsion, saccade ipsipulsion, and contralat-
Presyncope implies insufficient central nervous system blood flow.
eral body pain and temperature sensory loss. Occlusion of distal branches
Common causes are hyperventilation, orthostatic hypotension, vasovagal
of PICA can produce a syndrome that mimics a labyrinthine disorder—
attacks, decreased cardiac output (arrhythmia, myocardial infarction, con-
vertigo, dysequilibrium, and spontaneous nystagmus.
gestive heart failure, aortic stenosis), anxiety or panic disorders, hypo-
3. Pontine syndrome is caused by occlusion of the anterior inferior cerebellar
glycemia, and drug toxicity (alcohol, barbiturates, benzodiazepines, anticon-
artery (AICA). This artery supplies the lateral pons and part of the middle
vulsants, cardiovascular drugs).
cerebellar peduncle. It also gives off the labyrinthine artery, which provides
Vertigo implies either peripheral or central nervous system disease. A single
exclusive blood supply to the inner ear, as shown in Fig. 8. Occlusion of
attack of vertigo that lasts more than 24 hours may be due to
the AICA causes vertigo, nystagmus, ipsilateral tinnitus, ipsilateral hearing
labyrinthitis/vestibular neuronitis, posterior circulation infarction, cerebellaror brainstem hemorrhage, or multiple sclerosis. Recurrent attacks of vertigothat lasts for a few seconds may be due to uncompensated vestibular loss,crisis of Tumarkin, or drop attacks. Recurrent attacks that last for minutesmay be due to TIAs. Recurrent attacks that last for hours may be due toMeniere's disease or migraine. Recurrent attacks that last for days may bedue to labyrinthitis/vestibular neuronitis, stroke, or multiple sclerosis.
Positional vertigo is usually caused by BPPV (the attacks are severe andbrief), but can also be caused by central disorders, such as posterior fossatumors and infarction, Chiari malformation, cerebellar degeneration, andmultiple sclerosis (the attacks are usually mild and persistent).
Disequilibrium without vertigo implies a bilateral vestibular loss (cis-platin or gentamicin), peripheral neuropathy (diabetes), a spinal cord dorsalcolumn lesion (compressive, B12 deficiency, syphilis), cerebellar atrophy,white matter disease, normal pressure hydrocephalus, or an extrapyramidaldisorder (Parkinson's disease, progressive supranuclear palsy).
Central nervous system dysfunction is implied by physical findings of direc-tion changing or purely vertical nystagmus, sustained or non-fatigable posi-
Fig. 8. Labyrinthine arterial supply.
tional nystagmus, disconjugate nystagmus, abnormal posture when seated,
loss, ipsilateral gait and limb ataxia, ipsilateral facial hemianesthesia, ipsilat-
inability to stand, focal motor deficit, dysarthria, dysphagia, diplopia, limb
eral facial paralysis, ipsilateral Horner's syndrome, and contralateral hemi-
ataxia, Horner's syndrome, loss of pin prick or temperature sensation on one
body sensory loss.
side of the face and/or on the other side of the body, or intractable hiccups.
ENG findings of defective saccades, pursuit, or gaze holding also imply central
4. Cerebellar infarction sometimes occurs without brainstem involvement.
nervous system dysfunction. Spontaneous nystagmus with normal calorics sug-
Since brainstem signs are absent, a mistaken diagnosis of labyrinthine
gests (but does not prove) central dysfunction.
pathology might be made. Key differentiating findings are normal respons-es on the head thrust test combined with gaze-evoked or vertical nystag-mus and/or ataxia. A cerebellar infarction may affect only the inferior andmedial cerebellum, causing nystagmus without ataxia, or it may affect onlythe cerebellar hemispheres, causing ataxia without nystagmus.
INSIGHTS in practice
SPECIAL COLLECTION
5. Migraine is present in about 11 million Americans, with 18% of females
may be present. Paraneoplastic disease occurs when an immune response is
and 6% of males affected. The highest prevalence is at 30-45 years of age.
triggered by a tumor that is usually remote from the nervous system. Anti-
It has been shown that migraine is undiagnosed in 41% of females and
Yo antibodies cause a loss of Purkinje cells in the cerebellum, resulting in a
29% of males who meet strict diagnostic criteria. Most cases of "sinus"
syndrome of ataxia, dysarthria, and nystagmus. This may be the presenting
headache are migraine. Some patients with migraine also have dizziness,
picture, and when antibodies are detected, a search for the tumor must
either true vertigo or imbalance and motion sensitivity. Dizziness may
occur before or during the headaches or it may occur independently.
10. Wernicke's encephalopathy is caused by thiamine deficiency and can be
Dizziness is often accompanied by photophobia, phonophobia, or visual or
brought on by poor nutrition, prolonged vomiting, alcoholism, eating dis-
other auras. Acute attacks usually last for minutes to hours, seldom longer
orders, or chemotherapy. Signs include vertical nystagmus, gaze-evoked
than 24 hours. Migraine may be indistinguishable from Meniere's disease,
nystagmus, and bilateral abducens palsies. Ataxia and mental changes are
except that accompanying hearing loss is uncommon. Treatment is both
usually present as well. Signs may reverse within hours of thiamine admin-
behavioral and pharmacological. Behavioral treatment includes regular
sleep patterns, stress reduction, migraine diet (avoiding chocolate, cheese,red wine), and eliminating caffeine and habitual analgesic use.
11. Normal pressure hydrocephalus is characterized by dementia, inconti-
Pharmacological treatment to abort attacks includes combinations of caf-
nence, and gait disorder. MRI shows enlarged ventricles out of proportion
feine, aspirin, acetaminophen and butalbital or a non-steroidal anti-inflam-
to atrophy. Ventriculography is not helpful. Response to prolonged CSF
matory (such as ibuprofen or naproxyn sodium). Prophylactic treatments
drainage is the best predictor of improvement with a shunting procedure.
include beta blockers (propranolol), tricyclic antidepressants (nortripty-line), calcium channel blockers, and valproic acid. Acetazolamide and other
12. Epileptic vertigo is rare. It is characterized by episodes of vertigo lasting
anticonvulsants have also been used.
minutes, sometimes with associated ictal nystagmus, dysphagia, amnesia,disorientation, and visual field abnormalities.
6. Sporadic adult-onset ataxia can be caused by a variety of disorders,
including vitamin deficiency, glutin sensitivity, thyroid disorder, paraneo-
Finally, I presented management of psychological and
plastic syndrome, and multiple system atrophy (Shy-Drager syndrome).
psychiatric aspects of dizziness. More than one-third of patients with
The diagnostic evaluation includes testing for thyroid function, B12, mag-
vestibular dysfunction have anxiety symptoms. These symptoms cause
nesium and vitamin E levels, antigliadin and antiendomysium antibody,
decreased functioning, decreased quality of life, and prolonged recovery from
Hashimoto's antibodies- thyroglobulin and thyroid peroxidase antibodies,
antineuronal antibodies, trinucleotide repeats for autosomal dominant
I disagree with the traditional criteria for psychogenic dizziness—vague
spinocerebellar ataxias, anti-GAD antibodies, and TATA-binding protein.
description of symptoms, exacerbation of symptoms in certain environments,
In many cases, no cause is found and even if a cause is found, no effective
reproduction of symptoms by hyperventilation, and normal physical exam.
treatment exists.
While dizziness can be a symptom of a psychiatric disorder, dizziness without
7. Multiple sclerosis typically begins between 20-40 years of age. It usually
other psychiatric symptoms is insufficient for the diagnosis of psychiatric dis-
presents with optic neuritis, but presents with vertigo in 5% of patients.
ease. Panic disorder may cause lightheadedness, but also causes palpitations
Vertigo is a symptom sometime during the course of the disease in about
and shortness of breath. Panic, general anxiety, acute stress, and post-traumatic
50% of patients. Bilateral internuclear ophthalmoplegia is the hallmark of
stress disorders may cause an "unreal" feeling, but also cause anxiety, numb-
multiple sclerosis, but various types of central nystagmus may also be seen.
ness, and flashbacks. Depression may cause a vague "swimming" feeling, but
An attack of multiple sclerosis may mimic a peripheral vestibular lesion
also causes poor appetite and insomnia. Conversion disorder may cause imbal-
with a unilateral caloric weakness. An IV pulse of high-dose steroids may
ance, but also causes tremors and other nonphysiologic behaviors.
shorten an attack. Acquired pendular nystagmus may respond to
Vestibular disorders commonly induce symptoms of anxiety or panic, especial-
gabapentin. Vertical nystagmus may respond to gabapentin or baclofen.
ly in patients with vulnerable temperaments. Anxiety is part of the response to
8. Arnold Chiari malformation (Type 1) is characterized by unexplained
vestibular dysfunction, just as heart palpitations are part of the response to
sensorineural hearing loss, headache, vertigo, ataxia, dysequilibrium, dys-
physical exercise. Concerns about future attacks of vertigo, possible embarrass-
phagia or other lower cranial nerve dysfunction. Gaze-evoked nystagmus,
ment, serious medical illness, mental illness, and disability further increase the
downbeat nystagmus, and defective pursuit are typical ocular motor find-
patient's anxiety. There is a subset of patients with both panic disorder and
ings. Treatment is suboccipital decompression of the foramen magnum.
vestibular dysfunction. These patients have vestibular symptoms between panicattacks, agoraphobia or height phobia, and discomfort in malls or supermar-
9. Neoplastic diseases can cause dizziness. Infratentorial ependylomas arise
kets. Patients with chronic dizziness must pay more attention to maintaining
from the lining of the fourth ventricle. Protracted nausea and vomiting are
their balance and have less time for attention to other tasks. They often com-
often present, and the classical headache is positional, with pain present
plain of "brain fog" or a "spacey" feeling. Patients with chronic dizziness may
while supine and relieved by sitting up. Brainstem gliomas may occur at
also have symptoms of depression—trouble concentrating, poor sleep, fatigue,
any age, but are most common in children. Cerebellar signs, trigeminal
and social withdrawal.
and lower cranial nerve involvement occurs. In children, medulloblatomamay cause non-fatiguing paroxysmal positional nystagmus, which is usually
Dismissive behavior by the clinician adversely affects the outcome of treat-
purely vertical and accompanied by vertigo and generalized dysequilibri-
ment. Such behavior includes: (a) failing to acknowledge that there is a prob-
um. Vestibular schwannomas (or acoustic neuromas) account for 85-90%
lem, (b) minimizing the seriousness of the problem, (c) suggesting that the
of all schwannomas. Presentation of vestibular schwannomas is usually
problem is "mental," and (d) spending too little time with the patient.
insidious, with unilateral progressive hearing loss and vestibular loss (with-
Dismissive behavior makes the patient anxious and angry. The opposite of dis-
out vertigo). Tinnitus, headache, mastoid pain, facial weakness or otalgia
missive behavior is validating behavior. Such behavior includes: (a) evaluating
INSIGHTS in practice
SPECIAL COLLECTION
both vestibular and psychiatric symptoms, (b) assessing temperament, (c)
Infants with Hearing Loss:
avoiding suggestion of psychogenicity, (d) explaining vestibular mechanisms,(e) explaining somatopsychic mechanisms, and (f) identifying sources of sec-
Assessment and Intervention
ondary anxiety and providing corrective information. Validating behavior usu-ally means spending more time with the patient.
This exciting new course will be held in Chicago on June 9 & 10. Three lead-ing clinicians will present it: Dr Robert Margolis, Dr Sandra Gabbard and Dr
Useful treatments are vestibular rehabilitation therapy and medication
Lisa Hunter. All have made major contributions to the knowledge of assess-
(Clonzepam 0.5 mg PO BID is drug of choice). If evaluation reveals a true
ment and intervention for childhood hearing loss.
psychiatric disorder, the patient should be referred to a psychiatric professionalwho is knowledgeable about vestibular disorders. Such a referral should be
Day I will cover physiologic and behavioral audiologic assessment. Day II will
made after counseling the patient and should not be made on the first visit.
cover an integrated family-centered approach, including counseling, audiologicintervention and perspectives from parents.
After hearing these presentations, we broke up into small groups for
practical demonstrations of diagnostic and treatment techniques. Dr. Solomon
The course is intended for all hearing healthcare professionals who assess and
demonstrated the head thrust test; Dr. Parnes demonstrated the Dix-Hallpike
manage hearing loss in the pediatric population.
and canalith repositioning maneuvers; Dr. Barin demonstrated the interpreta-
Contact GN Otometrics directly at [email protected] or download
tion of ENG/VNG tracings; and Timothy C. Hain, M.D., Chicago Dizziness
the brochure at www.gnotometrics.com for additional information and
and Balance and Associate Professor of Neurology at Northwestern University,
to register.
demonstrated the interpretation of video eye movement recordings.
Dr. Parnes wrapped up the course with a presentation of difficult cases.
Summary. Most dizzy patients have benign disorders that can be successfully
VNG/ENG Courses 2005
managed by a family physician, but some have serious disorders that requireevaluation and management by a specialist. As specialists who see dizzy
Our leading, comprehensive 21⁄2 day course covering Test Administration,
patients, we must be able to distinguish among many possible diagnoses,
Interpretation and Hands-on VNG/ENG testing, will be held in three
including some outside our own areas of specialty. We must be prepared to
locations as follows:
take comprehensive histories and perform thorough physical examinations, as
Atlanta: May 12-14
outlined in this course. Sometimes our evaluations yield definite diagnoses, butmore often they yield lists of possible diagnoses, and to distinguish among
Seattle: September 8-10
them, we must seek information provided by laboratory testing. We rely pri-
Chicago: October 20-22
marily upon imaging studies and laboratory analyses of blood and other bodyfluids to help confirm or refute possible diagnoses. Audiometric and vestibular
Contact GN Otometrics directly at [email protected] or download
tests are also useful, especially for determining the functional state of the
the brochure at www.gnotometrics.com for additional information and
vestibular system, but rarely crucial for diagnosis. Our goal is to make the
to register.
correct diagnosis and treat accordingly. However, in a subset of patients weneed to treat without a definite diagnosis.
It has been a terrific privilege to organize these conferences and interact withour outstanding faculty. Our attendees have been highly motivated learnersand active participants. No one left early; in fact, we had to be asked to leaveby the hotel staff as they anxiously readied for an evening wedding. For ourfaculty, and me, the reward is in seeing and feeling the intense attention, inter-
GN Otometrics is the world's leading manufacturer of hearing and balance
est, and urge to learn of our participants, all with the goal to better care for
assessment instrumentation and software. Our extensive product portfolio ranges
their patients with dizziness. I invite you to consider joining us for the 3rd
from infant screening applications, audiologic diagnostics, and office management
such conference planned for June 2006.
software, to balance testing and hearing instrument fitting.
As an organization, we are committed to developing innovative, integrated solutions that help healthcare professionals make the best possible decisions. This, in turn, helps our customers improve the overall standard of patient carewherever they are located.
Based in Copenhagen, Denmark, we maintain marketing and development centers in both the United States and Germany. GN Otometrics is part of GN Store Nord.
GN Otometrics, Denmark. +45 72 111 555 [email protected] Otometrics, North America. 1-800-289-2150 [email protected]
INSIGHTS in practice
SPECIAL COLLECTION
INSIGHTS in practice
SPECIAL COLLECTION
Interpretation of Static Position
Testing in VNG/ENG
Kamran Barin, Ph.D.
1 Sometimes moving the head from one position to another
provokes a transient nystagmus, either immediately or
Kamran Barin, Ph.D. is the Director of
after a short delay. As the purpose of the static position
Balance Disorders Clinic at the Ohio
test is to detect the steady-state nystagmus that is present
State University Medical Center and
as long as the head remains in the critical head position,
Assistant Professor, Department of
transient nystagmus should not be included in the
Otolaryngology - Head and Neck
interpretation of this test. Instead, the examiner should
Surgery, Department of Speech and
perform the appropriate maneuver and interpret the
Hearing Science, and Biomedical
results as a part of the dynamic position testing.
Engineering Program.
Dr. Barin has taught national and international courses and
Traditionally, static position testing has been limited to
seminars in different areas of vestibular assessment and
the interpretation of horizontal eye movements. The main
rehabilitation. He serves as a consultant for Otometrics.
reason for this is that the vertical channel in ENG is oftennoisy and contaminated by eye blinks. In VNG, thedifferences in the noise level and resolution betweenhorizontal and vertical channels are relatively insignificant.
Therefore, VNG users should consider vertical nystagmus
The purpose of static position testing, also known as the
in the interpretation of the static position test. ENG users
positional test, in the video- and electro-nystagmography
may wish to skip this step because of the high level of
(VNG/ENG) test battery is to determine the presence and
artifacts in the vertical channel. The flow charts in
characteristic of nystagmus when the patient's head is placed
Figures 2 and 3 show the interpretation for horizontal and
in different orientations with respect to gravity. Although the
vertical nystagmus, respectively.
test procedure is relatively simple (see Barin, 2006, fordetails), the interpretation of the results may not be
When nystagmus has both horizontal and vertical
straightforward to inexperienced VNG/ENG examiners. This
components, the examiner must make sure that it
article provides a basic step-by-step algorithm for the
represents true eye movements and is not due to crosstalk.
interpretation of static position testing.
Crosstalk occurs when eye movements in one channelgenerate activities in the other channel. Those activitiesdo not represent true eye movements and are usually
The flow chart in Figure 1 is a summary of the interpretation
caused by the misalignment of the electrodes in ENG or
process. Additional information is provided below for the
continues
numbered items on the flow chart.
INSIGHTS in practice
SPECIAL COLLECTION
INSIGHTS in practice
SPECIAL COLLECTION
the misalignment of cameras or goggles in VNG.
consistent with a central lesion. If the nystagmus intensity
Crosstalk can be recognized when the patient is asked to
increases significantly without fixation, the nystagmus with
make purely horizontal or vertical eye movements. Any
fixation should be considered "leak through" of the strong
activities in the other channel represent crosstalk. The
nystagmus without fixation. Therefore, the interpretation
examiner should either repeat the test or subtract the
should follow the same path as that of nystagmus without
effect of the crosstalk from the tracings.
3 Static position testing should include examining the eye
6 Horizontal nystagmus that changes direction in a single
movements in at least four different positions: sitting,
head position is always abnormal. This type of nystagmus,
supine, head right, and head left. If fewer head positions
called periodic alternating nystagmus, is usually present
are tested, a partial interpretation is still possible according
both with and without fixation and changes direction
to the guidelines of the flow chart. The examiner should
about every 2-4 minutes. This finding is consistent with a
be aware that the position testing for some head positions
central lesion.
may be embedded in other parts of VNG/ENG. Forexample, the results from the spontaneous nystagmus test
Detection of periodic alternating nystagmus is hampered
or the gaze test may be used in place of the position test in
by the fact that typical recording of eye movements in
the sitting position as long as the fixation conditions are
each head position is much shorter than 2-4 minutes.
taken into account.
Instead, the examiner must look for inconsistencies in thedirection of nystagmus for parts of the VNG/ENG test
Sometimes it is necessary to include other head positions
battery that provide equivalent test conditions. For
such as body right, body left, or head hanging. Some
example, the nystagmus direction in the gaze or
laboratories routinely include those and other head
spontaneous nystagmus test without fixation is expected to
positions. The interpretation algorithm is also applicable
be the same as the nystagmus direction in the sitting
position. When such inconsistencies are observed, theduration of the recording for the suspected head positionshould be extended to determine if the nystagmus changes
4 The static position test is typically performed in the
absence of fixation. However, the effect of fixation is thesingle most useful factor in differentiating nystagmus thatis generated by central lesions from other types of
7 Horizontal nystagmus without fixation does not always
nystagmus. Therefore, some laboratories routinely test the
indicate an abnormality. A number of studies have shown
patient with and without fixation. The algorithm allows
that some form of nystagmus without fixation is present in
for this possibility. However, even when position testing
many individuals without a history of dizziness or other
with fixation is not available, the effect of fixation for the
balance disorders (Barber and Wright, 1973). The most
sitting position can be determined from the gaze test or
important characteristic that differentiates normal from
the spontaneous nystagmus test.
abnormal nystagmus without fixation is the nystagmusintensity. Other criteria, such as the number of headpositions in which the nystagmus is persistent or
5 Horizontal nystagmus with fixation is always abnormal. No
intermittent, are outdated and should not be used. The
other criterion, such as nystagmus intensity, is needed and
presence and intermittency of nystagmus are related to
the simple presence of nystagmus with fixation is enough.
technical issues such as the patient's level of alertness or
To localize the lesion, the nystagmus with fixation should
gaze direction. Therefore, it does not seem logical to
be compared to the nystagmus without fixation. If the
include those factors in identifying abnormal nystagmus
nystagmus intensity does not increase significantly (at least
without fixation. To avoid such technical issues and to
double) when the fixation is eliminated, the results are
obtain a valid static position test, it is important for the
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examiner to maintain a steady level of patient alertness
or ageotropic nystagmus depending on the elapsed time
throughout the test.
since the ingestion of alcohol.
Nystagmus intensity is defined as the velocity of the
As a result, abnormal horizontal nystagmus without
nystagmus slow-phase. Traditionally, a threshold of 6º/sec
fixation, including all of its variations of spontaneous,
has been used for pathologic nystagmus without fixation
positional, geotropic, and ageotropic, is a non-localizing
(Barber and Stockwell, 1980). This limit has been derived
finding that can originate from the peripheral vestibular
based on ENG testing and there is a question whether the
system in either ear or central vestibular pathways.
same limit should apply to VNG (Hain, 2008). In a yetunpublished study of 40 normal individuals in ourlaboratory, we found the normal limit using VNG to be
9 The overall interpretation of static position testing for
about 4º/sec. However, until this finding is confirmed by
horizontal nystagmus is based on the combination of
more large-scale studies of VNG findings in the normal
findings for each head position. For example, the overall
population, we continue to use the normal limit of 6º/sec
interpretation indicates a central lesion if a central finding
for both ENG and VNG.
is identified for any head position. In the absence of acentral finding, all other abnormalities indicate a non-localizing finding.
8 Abnormal horizontal nystagmus without fixation does not
provide localizing information. It can be caused by lesionsin the peripheral as well as central vestibular pathways.
10 When horizontal nystagmus is not present in the sitting or
supine positions but appears in the head right or head left
Horizontal nystagmus without fixation can be classified
position, the effect of neck rotation should be examined
based on its direction and intensity in different head
by testing the patient in the body right or body left
positions. For example, nystagmus that has the same
positions. If the nystagmus disappears in the body right
direction and intensity in different head positions is
or body left position, it should be attributed to the neck
usually classified as spontaneous nystagmus whereas
rotation. Otherwise, neck rotation has no effect.
nystagmus that has the same direction but differentintensity in different head positions is classified aspositional nystagmus. At times, nystagmus can beat in
11 Vertical nystagmus with fixation is always abnormal
different directions in the head right and head left
(Baloh and Honrubia, 1990). No other criterion is needed
positions. When the nystagmus beats toward the ground
and the simple presence of nystagmus with fixation is
(right-beating in head right and left-beating in head left),
enough. This type of nystagmus, either down-beating or
it is classified as geotropic nystagmus. When the nystagmus
up-beating, is consistent with a central lesion.
beats away from the ground (left-beating in head right andright-beating in head left), it is classified as ageotropic orapogeotropic nystagmus.
12 Vertical nystagmus without fixation has been reported in
both healthy individuals with no prior history of dizziness
Over the years, different classes of nystagmus without
or balance disorders as well as in patients with various
fixation have been associated with lesions in the peripheral
abnormalities (Barber and Wright, 1973; Kim et al, 2000).
or central vestibular pathways. For example, ageotropic
Currently, there are no established normal limits for
nystagmus has been considered a central finding by some
vertical nystagmus without fixation. In the previously
laboratories. However, there are many counter-examples
mentioned study, we found vertical nystagmus without
to such assumptions. For example, positional alcohol
fixation to be common in our sample of 40 normal
nystagmus, which is caused by the change of the cupula
individuals. The 95% confidence limit of this sample was
density with respect to the endolymph density within the
about 7º/sec. This limit was established using VNG but
peripheral vestibular system, can result in either geotropic
we currently use the normal limit of 7º/sec for vertical
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INSIGHTS in practice
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nystagmus without fixation for both ENG and VNG.
Even when vertical nystagmus without fixation is
Baloh, R.W., and Honrubia, V. Clinical Neurophysiology of the
abnormal, currently there is not enough information to
Vestibular System. Philadelphia: F A Davis, 1990; 112-129.
determine its localization and clinical significance. In ourlaboratory, we report presence of abnormal vertical
Barber, H.O., and Stockwell, C.W. Manual of
nystagmus without fixation and state that its clinical
Electronystagmography. St Louis: C V Mosby, 1980; 142-152.
significance is unknown at this time.
Barber, H.O., and Wright, G. Positional Nystagmus in Normals.
Adv. in Otorhinolaryngol. 19:1973; 276-283.
13 The overall interpretation of static position testing for
Barin, K. Current State of Static Position Testing.
vertical nystagmus is based on the combination of findings
for each head position. For example, the overall
interpretation indicates a central lesion if a central finding
is identified for any head position. In the absence of a
central finding, the localization and clinical significance ofall other abnormal findings for vertical nystagmus are
Kim J.I., Somers J.T., Stahl J.S., Bhidayasiri R., and Leigh R.J.
Vertical Nystagmus in Normal Subjects: Effects of Head Position,Nicotine and Scopolamine. J Vestib Res. 2000 10(6); 291-300.
14 The report for static position testing should include
descriptions of all types of abnormal horizontal andvertical nystagmus and their clinical significance. Thereport should also include a description of any nystagmusthat is present even when it is within normal limits.
When applicable, the report should describe the effect ofneck rotation on the nystagmus that is absent in the
ICS Chartr 200 software 6.2 and higher implement a
sitting and supine positions but appears in the head right
version of the above algorithm in the Interpretation
or head left position. Finally, the report should include a
Assistant. To use the algorithm, the user must record the
description of any transient nystagmus that is provoked as
eye movements during tests that are specifically identified
a result of moving from one position to another.
as "w/ vision" and "w/o vision".
Otometrics is the world's leading manufacturer of hearing and
GN Otometrics, North America. Phone: 800-289-2150
balance instrumentation and software – innovative concepts
designed to help healthcare professionals make the best possible
Our solutions range from infant screening applications andaudiologic diagnostics, to balance testing and hearing instrumentfitting. As an industry leader, we are committed to developinginnovative, integrated solutions that help healthcare professionalsmake the best possible decisions.
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Baseline Shift and Gain
Asymmetry in the Caloric Test
Kamran Barin, Ph.D.
Kamran Barin, Ph.D., is Director of
In the standard bithermal caloric test, right warm and left cool
Balance Disorders Clinic at the Ohio
irrigations are expected to generate right-beating nystagmus
State University Medical Center and
while left warm and right cool irrigations are expected to
Assistant Professor, Department
generate left-beating nystagmus. In a normal individual, the
of Otolaryngology, Department of
intensities of all four caloric responses are approximately the
Speech and Hearing Sciences, The
same and therefore, there is no significant difference between
Ohio State University, Columbus,
right-beating and left-beating responses. Some patients however,
have directional preponderance (DP) in which responses in one direction are significantly greater than the responses in the opposite direction. DP is defined as the normalized (scaled)
difference between the peak nystagmus slow-phase velocities (SPVs) from irrigations that are expected to generate right-
The caloric test is quantified using two parameters: unilateral
beating nystagmus and those from irrigations that are expected
weakness (UW) and directional preponderance (DP). The clinical
to generate left-beating nystagmus. Mathematical formulas for
usefulness of UW, also known as canal paresis, is well established
calculating DP and other caloric parameters are provided in the
but there is considerable debate about the value of DP. Some
laboratories choose not to include DP in the interpretation of the caloric test. One reason for the low clinical value of abnormal
Interpretation of DP
DP may be the fact that it can be caused by two distinct pathologies. The first is a static asymmetry in the peripheral or
The normal limits reported for DP from different studies have
central vestibular pathways and the second is a gain asymmetry
ranged from as low as 20% to as high as 50%. Currently, most
in the secondary vestibular neurons within the vestibular nuclei.
laboratories consider DP of less than 30% to be within normal
Because the current formula for calculating DP combines both
limits (Sills et al., 1977).
abnormalities into a single parameter, it is possible that important information is being lost. This article reviews the abnormalities
There has been a controversy about the interpretation and clinical
that can cause DP and offers computational methods for
value of abnormal DP. Initially, abnormal DP was considered
separating the contribution of each abnormality.
a central finding but this conclusion was reached based on caloric responses that were obtained in the presence of fixation (Fitzgerald and Hallpike, 1942). Therefore, what was considered
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to be abnormal DP was actually related to asymmetric failure of
Different types of DP
fixation suppression. Subsequent studies in which the caloric test was performed in the absence of fixation found DP in both
Figure 1 shows two different types of DP. In Figure 1A, caloric
peripheral and central pathologies (Coats, 1966; Baloh et al.,
responses are shifted in one direction indicating presence of
1977). Therefore, abnormal DP in its current form is considered
nystagmus at the beginning of all four irrigations. The caloric
a non-localizing finding. Abnormal DP has also been reported in
stimulus in an ear with an intact tympanic membrane does not
normal individuals, which further casts doubt on its clinical value
reach the labyrinth for at least 10 seconds from the onset of the
(Coats, 1965).
irrigation. Therefore, this baseline shift represents a pre-existing nystagmus in the standard caloric position. That is, this patient
Due to its low sensitivity to pathologies and lack of specificity to
has some form of spontaneous nystagmus. This nystagmus is
central versus peripheral abnormalities, some laboratories do not
added to the caloric-induced nystagmus when they are in the
include DP in the interpretation of the caloric test. However, it
same direction and subtracted from it when they are in opposite
has now become clear that DP can be caused by two different
directions. As a result, significant DP is generated because the
types of abnormalities. Therefore, the low clinical value of DP
peak caloric responses for two irrigations (right cool and left
should not come as a surprise because the current method
warm, in this case) are greater than those for the other two
of calculating DP does not distinguish between these two
irrigations (right warm and left cool, in this case). This type of DP
abnormalities. It seems worthwhile to define new parameters
is called Bias or Baseline Shift (BS).
that can separately quantify these abnormalities.
Figure 1. Different types of DP: A) BS, B) GA. For clarity of presentation, simulated caloric responses are used instead of
actual patient test results.
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Figure 1B shows a different type of DP in which the caloric
The formula for DP can be partitioned into two components
responses in one direction are truly stronger than the responses in
with the first component related to spontaneous nystagmus
the opposite direction. There is no spontaneous nystagmus as the
and BS and the second component related to GA. However,
SPVs at the onset of all four caloric irrigations are zero. This type
the representation of BS in this form has a major shortcoming
of DP has been described in the literature but it is an extremely
as the intensity of spontaneous nystagmus is divided by the sum
rare finding (Sills et al., 1977). Halmagyi et al. (2000) found this
of four caloric responses (Barin and Stockwell, 2002). Because
type of DP in less than 1% of patients who underwent vestibular
spontaneous nystagmus is independent of the caloric irrigations,
testing whereas BS constituted the remaining 99% of the cases
it does not seem logical to scale or normalize its intensity based
with clinically-significant DP. They termed this type of DP, Gain
on the caloric responses. The consequence of normalizing the
intensity of spontaneous nystagmus is shown in Figure 2. The
same level of spontaneous nystagmus can generate a wide range
of values for DP that can be normal (Figure 2A) or abnormal
Quantification of BS and GA
(Figure 2B). That is, the caloric test parameters are different
despite the fact that underlying abnormality is the same in
Although the caloric responses in Figure 1A and 1B represent
Figures 2A and 2B.
two different abnormalities, UW and DP parameters are the same. In order to differentiate between these two cases, new parameters are needed to quantify BS and GA.
Figure 2. The effect of normalizing the intensity of spontaneous nystagmus or BS on DP: A) Strong caloric responses, B) Weak
caloric responses. For clarity of presentation, simulated caloric responses are used instead of actual patient test results.
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The most appropriate method for quantifying BS appears to be
The intensity of spontaneous nystagmus (and by extension, BS)
the SPV of spontaneous nystagmus. This can be accomplished
depends on the gaze position and the level of alertness. That is
in different ways. First, the intensity of spontaneous nystagmus
the reason in actual patient testing (Figure 3) the BS levels from
can be calculated from the supine position in the static position
different irrigations are approximately the same but they are not
testing because this position is similar to the standard caloric test
exactly the same as in the idealized responses (Figure 1 and 2).
position (Figure 3B). A better alternative is averaging of the
Using a best-fitting line or averaging of the SPVs addresses
nystagmus SPVs from the first few seconds of each irrigation.
this issue. On the other hand, the direction of spontaneous
This will account for any potential calibration change from the
nystagmus does not change in a single head position. Therefore,
position test to the caloric test. The averaging of SPVs can be
any difference in the direction of BS from one irrigation to
done computationally but a graphical approach simplifies the
another usually represents a technical error (such as not waiting
process. It involves finding a best-fitting horizontal line that
long enough between irrigations). In very rare cases, periodic
passes through the SPV points at the beginning of each irrigation
alternating nystagmus, which represents a central abnormality,
(Figure 3A). The intersection of this line with the vertical axis
can cause changing of nystagmus direction in a single head
position. If the direction of BS is different in different irrigations and technical errors have been ruled out, the presence of periodic
Figure 3. A) Graphical method for estimating BS. The green line represents a best-fitting horizontal line for the SPV points
within the first few seconds of each irrigation (dotted black boxes). B) The static position test result for the same patient
showing left-beating nystagmus in the supine position with an average SPV of 10 deg/sec.
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alternating nystagmus can be verified by repeating the position
Abnormal GA is an extremely rare finding. Halmagyi et al (2000)
test in a single head position and recording the nystagmus for an
found less than 1% of the patients who underwent vestibular
extended period of time (typically, 5 minutes or longer).
testing demonstrated abnormal GA. Baloh and Honrubia (2001) have suggested that abnormal GA denotes a central lesion.
The true asymmetry in the intensity of right-beating versus left-
Halmagyi et al (2000) did not address this issue directly but
beating nystagmus can be quantified using the same formula
found abnormal GA in a variety of both central and peripheral
for the DP after removing the contribution of the spontaneous
lesions. In their study of patients with abnormal GA, the majority
nystagmus from each of the peak caloric responses. This is
of those with peripheral vestibular lesions had a diagnosis of
indeed the definition of GA. Note that dividing of the difference
either benign paroxysmal positional vertigo or Meniere's disease.
between right-beating and left-beating nystagmus intensities by
In a companion paper, Cartwright et al (2000) suggested that
the total caloric responses is appropriate because after removing
abnormal GA was due to a dynamic asymmetry in the secondary
the contribution of the spontaneous nystagmus, all of the
vestibular neurons. They further suggested that such an
parameters in the formula for GA represent caloric-induced SPVs.
asymmetry in peripheral vestibular lesions was brought on by a faulty compensation mechanism in response to fluctuations
One more note on the somewhat confusing terminology for
of vestibular function. If we accept this notion, the concept of
expressing BS and GA. BS is usually expressed with respect to the
abnormal GA representing a central lesion is still plausible because
direction of stronger slow phases whereas GA is usually expressed
both the secondary vestibular neurons and the compensation
with respect to the direction of stronger fast phases. For example,
mechanisms reside within the central vestibular pathways.
BS in Figure 1A is to the right whereas GA in Figure 1B is to the
However, further studies are needed to determine the value of GA
in identifying the site of lesion.
Interpretation of BS and GA
Because BS and GA are independent parameters, they should be
There are two distinct abnormalities that can cause a significant
interpreted separately. BS and spontaneous nystagmus represent
DP in the caloric test. Because the current method of calculating
the same abnormality and therefore, their normative limits and
DP does not distinguish between these two abnormalities, new
interpretation are the same. Most laboratories use SPVs of less
parameters were defined that can separately quantify these
than 4-6 deg/sec as the normal limit for spontaneous nystagmus,
abnormalities. Further studies are needed to determine whether
which can be used directly as the normal limit for BS.
GA and BS are clinically more useful than DP. Nonetheless, identifying the distinct components of DP is a logical step and
In many cases, abnormal BS occurs concurrently with abnormal
addresses major shortcomings of DP.
UW, which indicates an acute or uncompensated peripheral vestibular lesion. In the absence of an abnormal UW, abnormal BS and spontaneous nystagmus indicate a non-localizing finding involving peripheral or central vestibular pathways.
The normative values and the interpretation of GA are not well-established because there are very few studies that have examined GA independent of DP. Halmagyi et al (2000) used values of greater than 40% for abnormal GA but again, that limit was based on their normal limits for DP. In our laboratory, we use a somewhat arbitrary limit of less than 25% for normal GA. More studies are needed to establish the normal limits of GA in a more definitive manner.
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Note that the above formulas are algebraic operations and peak values are signed numbers with positive numbers representing
The method for quantifying GA is presented here. The
rightward slow-phase or left-beating nystagmus and negative
conventional formula for DP is:
numbers representing leftward slow-phase or right-beating
nystagmus (Figure 4). Sometimes caloric irrigations produce
TotRB – TotLB
nystagmus in the opposite direction of what is expected (usually
DP = _ x 100,
due to presence of strong spontaneous nystagmus). The above
TotRB + TotLB
formulas are still applicable as long as the correct signs are used for the peak values of those responses. The common terminology
where TotRB represents total responses from the irrigations that
for DP is to express it with respect to the direction of stronger fast
are expected to generate right-beating nystagmus and TotLB
represents total responses from the irrigations that are expected to generate left-beating nystagmus. The parameters in the above
When there is spontaneous nystagmus, the caloric response
formula are determined from the peak nystagmus SPVs for right
is a combination of the caloric-induced nystagmus and the
warm (PeakRW), left warm (PeakLW), right cool (PeakRC), and left
spontaneous nystagmus. That is,
cool (PeakLC) irrigations:
PeakXX = CalXX + SN,
TotRB = – PeakRW – PeakLC,
TotLB = PeakRC + PeakLW
where Cal is the maximum SPV of caloric-induced nystagmus, SN is the average SPV of spontaneous nystagmus and XX stands for RW (right warm), LW (left warm), RC (right cool), and LC (left cool) irrigations. If we apply this concept to UW, the contribution of spontaneous nystagmus completely disappears from the formula for UW. That is, UW is defined as the relative difference
Figure 4. Signed values of SPV: A) Positive numbers for rightward slow-phase or left-beating nystagmus, B) Negative
numbers for leftward slow-phase or right-beating nystagmus.
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between the peak caloric responses of the right and left ears and
Replacing the peak values in the formula for DP yields:
TotRE – TotLE
TotRB = – PeakRW – PeakLC = – CalRW – CalLC – 2 x SN ,
UW = x 100.
TotRE + TotLE
TotLB = PeakRC + PeakLW = CalRC + CalLW + 2 x SN,
TotRE represents total responses from the right ear and TotLE represents total responses from the left ear:
– 4 x SN
DP = ( _ +
(– CalRW – CalLC) +( CalRC + CalLW)
TotRE = PeakRC – PeakRW,
TotLE = PeakLW – PeakLC.
(– CalRW – CalLC) – (CalRC + CalLW)
Replacing the peak values:
(– CalRW – CalLC) + (CalRC + CalLW)
TotRE = PeakRC – PeakRW = CalRC + SN – CalRW – SN =
The first component in the DP formula is related to spontaneous
CalRC – CalRW,
nystagmus and was discussed earlier. The second component
represents the true asymmetry in the intensity of right-beating
TotLE = PeakLW – PeakLC = CalLW + SN – CalLC – SN =
versus left-beating nystagmus after removing the contribution
CalLW – CalLC.
of the spontaneous nystagmus. Therefore, the appropriate quantification for GA is:
Therefore, UW is appropriately based on the caloric-induced nystagmus alone without any contamination by spontaneous nystagmus:
(– CalRW – CalLC) – (CalRC + CalLW)
(– CalRW – CalLC) +( CalRC + CalLW)
(CalRC – CalRW) – (CalLW – CalLC)
UW = _ x 100.
(CalRC – CalRW) + (CalLW – CalLC)
where CalXX can be calculated by subtracting the BS from the corresponding PeakXX. Note that dividing of the difference between right-beating and left-beating nystagmus intensities
In fact, the rationale for performing bithermal caloric testing is
by the total caloric responses is appropriate because all of the
to cancel out the effect of spontaneous nystagmus in calculating
parameters in the above formula represent caloric-induced SPVs.
UW. In the above formula, the difference between the responses of right and left ears is divided by the total of all four caloric responses to scale or normalize UW. This is logical in view of the fact that there is considerable variability among the individual caloric responses from one person to another.
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Baloh, R.W. and Honrubia, V. (2001). Clinical Neurophysiology of the
ICS Chartr software versions 6.0 and higher are capable of
Vestibular System. New York: Oxford University Press.
calculating BS and GA.
Baloh, R.W., Sills, A. W., and Honrubia, V., (1977). Caloric Testing: Patients With Peripheral and Central Vestibular Lesions. Ann Otol Rhinol Laryngol (Suppl.) 43: 24.
Barin, K. and Stockwell, C.W. (2002) Directional Preponderance Revisited. Insights in Practice, February 2002, 1.
Cartwright, A.D., Cremer, P.D., Halmagyi, G.M., and Curthoys, I.S., (2000). Isolated Directional Preponderance of Caloric Nystagmus: II. A Neural Network Model. Am J Otol 21: 568.
Coats, A.C., (1965). Directional Preponderance and Unilateral Weakness as Observed in the Electronystagmographic Examination. Ann Otol Rhinol Laryngol 74: 655.
Coats, A.C. (1966). Directional Preponderance and Spontaneous Nystagmus as Observed in the Electronystagmographic Examination. Ann Otol Rhinol Laryngol 75: 1135.
Fitzgerald G., and Hallpike, C.S., (1942). Studies in Human Vestibular Function. I: Observations on the Directional Preponderance (‘Nystagmusbereitschaft') of Caloric Nystagmus Resulting from Cerebral Lesions. Brain 62 (part 2): 115.
Halmagyi, G.M., Cremer, P.D., Anderson, J., Murofushi, T, and Curthoys, I.S., (2000). Isolated Directional Preponderance of Caloric Nystagmus. I. Clinical Significance. Am J Otol 21: 559.
Sills, A.W., Baloh, R.W., and Honrubia, V. (1977). Caloric Testing 2. Results in Normal Subjects. Ann Otol Rhinol Laryngol (Suppl.) 43: 7.
GN Otometrics, Europe. +45 45 75 55 55. [email protected]
GN Otometrics, North America. 1-800-289-2150. [email protected]
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Pii: s0168-8510(00)00066-x
Health Policy 52 (2000) 129 – 145 The cost of prescription medicines to patients Peter R. Noyce a,*, Christine Huttin b, Vicenzo Atella c, Gerhard Brenner d, Flora M. Haaijer-Ruskamp e, Maj-Britt Hedvall f, Reli Mechtler g a School of Pharmacy and Pharmaceutical Sciences, Uni6ersity of Manchester, Oxford Road, Manchester, M13 9PL, UK
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The following is a Simplified List of CITES Species for the purposes of the Environment Protection and Biodiversity Conservation Act 1999. Effective date 12 June 2013. COMMON NAME INDEX in alphabetical order Asian arowana . 11 Bivalves . 52–53 African Cherry . 63 Brazilian Rosewood . 59 Bristlebird . 18 Animal hybrid . 10