Slg august.indt
‘Bio Piracy' — A
Discussion of Some
Important Cases
The article discusses the issue of large pharmaceutical companies patenting bio-resources that have been traditionally used by the indigenous people of a land.
Bio piracy is the appropriation of the
to traditional knowledge,2 some of the
an ancient Sanskrit text and a paper
knowledge and genetic resources of
important cases and instances of bio
published in 1953 in the Journal of the
farming and indigenous communities
piracy are examined in this article.
Indian Medical Association.6 The patent
by individuals or institutions seeking
was finally revoked by the USPTO on 14
exclusive monopoly control (usually
Controversial Cases Involving
August 1997 on grounds of established
patents or plant breeders' rights) over
Traditional Knowledge and
these resources and knowledge.
Neem patent
The term, bio piracy has no usus
Turmeric patent
Neem (‘Azadirachta indica') is a tree
loquendi in international conventions
Turmeric (‘Curcuma longa') is a plant
found primarily in India and other parts
on the subject of genetic resources
of the ginger family yielding saffron-
of South and Southeast Asia. It is now
and bio-diversity but is a colloquial
coloured rhizomes used as a spice for
planted across the tropics because of
derivation arising from cases concerning
flavouring Indian cooking. It also has
its properties as a natural medicine,
commercial exploitation of bio-diversity
properties that make it an effective
pesticide and fertiliser. Neem extracts
in developing countries in Asia and
ingredient in medicines, cosmetics and
can be used against pests and fungal
South America. The alleged piratical
as a colour dye. As a medicine, it has
diseases that attack food crops. Other
appropriation of resources and knowledge
traditionally been used to heal wounds
applications of Neem include the oil
could include the patenting of pre-
extracted from its seeds which is used
existing forms of knowledge possessed
to treat colds and flu, and, mixed in
by the indigenous communities, which
In 1995, two researchers at the
soap, is believed to offer low cost relief
are, however, absent from the popular
University of Mississippi Medical Centre4
from malaria, skin diseases and even
public databases, and the commercial
were granted a US patent on the ‘use
monopolisation of such knowledge, in
of turmeric in wound healing'.5 The
a manner which is deleterious to the
patent claims were based on the use
In 1994, the European Patent Office
interests of the indigenous communities.
(administered both orally and topically)
(‘EPO') granted a process patent8 to the
of turmeric, as a wound healing agent.
US Corporation WR Grace and the US
Quite understandably, the indigenous communities are piqued to find that the
Department of Agriculture (‘USDA') over
The Indian Council of Scientific and
genie has been taken out of the bottle
a method for controlling fungi on plants
Industrial Research (‘CSIR') requested
and there are no wishes being granted
by the aid of ‘a hydrophobic extract of
the US Patent and Trademark Office
to the people who have preserved it for
Neem oil'.9
(‘USPTO') to re-examine the patent.
so long. They allege that the Western
The argument made by CSIR was that
pharmaceutical industry has, in many
turmeric has been used in India for
This patent was challenged by a group
instances, not taken their consent, as
thousands of years for healing wounds
non-governmental
facilitators, before going ahead with
and rashes and, therefore, its medicinal
(‘NGOs') in India and the European Union
the commercial exploitation of the
use was not novel. Novelty is as such, an
in 1995.10 They submitted evidence to the
traditional knowledge. While South bloc
essential requirement for any patentable
effect that the fungicidal effects of Neem
countries wait for intellectual property
invention. CSIR's claim was supported
seed extracts were known to and used by
laws to catch up on providing protection
by documentary evidence that included
Indian agriculturists for centuries and the
The Singapore Law Gazette
claimed invention was, therefore, void
be contrary to the public interest and
the Hoodia cactus (‘Hoodia Gordonii')
of novelty or inventive step.
morality because of the sacred nature of the
to stave off hunger and thirst on their
Ayahuasca tree throughout the Amazonia
long hunting trips. Traditional use of
After reviewing the evidence submitted
region.14 Extensive and relatively recent
Hoodia cactus is, however, not restricted
by the NGOs, the EPO panel accepted
‘prior art' was presented by CIEL, and in
to the San people only. The Haioms of
that Neem had been used in India for
November 1999, the USPTO rejected the
northern Namibia still use Hoodia sap
many years and the patented process
patent agreeing that the patent should
to treat allergic reactions in the eyes,
for use of Neem extracts in fungicidal
never have been issued.15
and to treat severe stomach pain, they
treatment did not represent an inventive
boil Hoodia pieces in water and drink
step and the patent was revoked by the EPO in 2000, six years after its grant.
Though the rejection represented a
the brew. The Anikhwe of northern
victory for the NGOs, the rejection
Botswana feed children who ‘eat too
Ayahuasca patent
itself was made on the narrowest legal
much' pieces of Hoodia to make them
For generations, shamans of the
ground under the statutory bar of 35
eat less. For decades, obese members
indigenous tribes living in the Amazon
USC § 102(b). The said section of the
of the Khomani community of north-
Basin have processed the bark of the
US patent law prohibits, inter alia, the
western South Africa had been eating
Ayahuasca tree (‘Banisteriopsis caapi or
issuance of a patent when the invention
the Hoodia to slim down or to maintain
B.caapi') to produce a ceremonial drink
was patented or described in a printed
a high energy level.18
known as ‘ayahuasca'. The shamans use
publication more than one year prior to
ayahuasca (which means ‘vine of the
the date of patent application. Thus, the
Scientists at the South African Council
soul') in religious and healing ceremonies
historical use of the Ayahuasca tree was
for Scientific and Industrial Research
to diagnose and treat illnesses and
neither acknowledged nor established as
(‘SACSIR') only recently came upon
divine the future. What is remarkable
prior art by the USPTO.
this traditional use of the Hoodia cactus
and significant is that at least 72 different
and began research on it to determine
indigenous tribes of Amazonia, however
Due to this legal technicality, the patentee
its beneficial constituents.19 In 1995,
widely separated by distance, language,
appealed successfully and, in early
SACSIR patented Hoodia's appetite-
and cultural differences, all manifest
2001, the USPTO went against its earlier
suppressing element and thereafter
a detailed common knowledge of
decision and decided that the patent for
licensed the patent to the UK biotech
ayahuasca and its use.11
the Da Vine variety of Ayahuasca was
company, Phytopharm, in 1997. In 1998,
valid, since at the time when the patent
the pharmaceutical company Pfizer
An American, Loren Miller, obtained a
was challenged by CIEL, the US patent
acquired the rights to develop and market
patent from the USPTO in June 1986,
law did not permit third party challenges
the drug as a potential slimming drug
which granted him monopoly rights over
to patent claims.16 The US law has since
and cure for obesity (a market reportedly
an alleged variety of B.caapi that he called
been amended and has introduced new
worth more than £6bn annually), from
‘Da Vine'. The patent description stated
rules on inter partes re-examination of
Phytopharm for a reported payment of
that the ‘plant was discovered growing in
patents on the basis of prior art.17
£21m in royalty payments.20
a domestic garden in the Amazon rain-forest of South America'.12 The patentee
After the validation of the Ayahuasca
On hearing of the commercial
claimed that Da Vine represented a
patent by the USPTO, there have been a
exploitation of the Hoodia, the normally
new and distinct variety of B.caapi,
number of protests by NGOs representing
reclusive San threatened legal action
primarily because of the colour of
the tribes of the Amazon basin and various
against the SACSIR on grounds of bio
its flower.
other environmental organisations, but
piracy. They claimed that their traditional
to no avail, and the Ayahuasca tree is
knowledge had been stolen and that
The Co-ordinating Body of Indigenous
now being commercially cultivated in
SACSIR had failed to comply with the
Organisations of the Amazon Basin and
the US and Hawaii.
rules of the Convention on Biological
the Centre for International Environment
Diversity, which requires the prior
Law (‘CIEL') subsequently filed a re-
Hoodia cactus patent
informed consent of all stakeholders,
examination request on the Da Vine
including the original discoverers and
patent.13 The request was based on the
The San bushmen who live around the
fact that the existing prior art included
Kalahari Desert in southern Africa are one
the Da Vine specie of the B.caapi plant
of the world's oldest and most primitive
Under pressure from environmental
and that the granting of the patent would
tribes. The San have traditionally eaten
groups and representatives of various
The Singapore Law Gazette
African tribes, an understanding was
An initial challenge was mounted against
on novelty, inventiveness and usability,
reached between the SACSIR and the
the RiceTec patent by the Government of
is not sufficiently sensitised to deal with
San whereby the San were recognised as
India's Agricultural and Processed Food
cases of traditional knowledge. The
the custodians of traditional knowledge
Products Export Development Authority
difficulty faced by patent examiners,
associated with the Hoodia plant.
(‘APEDA') on the grounds of lack of
in a large part arises from the lack of
Pursuant to this agreement, the San will
novelty of the Basmati rice grain. This
written prior art ie documented records
receive a percentage of the future royalties
challenge was, however, pre-empted by
of traditional use of genetic resources.
from the commercial exploitation of the
the lawyers for RiceTec by deleting four
Hoodia cactus.22 As for the San, although
patent claims that dealt with the novelty
In some cases of bio piracy, patents have
they remain annoyed that they were
of the hybrid rice grain. The remaining
been granted for pseudo inventions due
almost swindled, they can't help but be
16 claims which dealt with techniques
to the lack of knowledge of their prior
amused by the prospect of Westerners
for production of the rice line outside
use, while in other cases, the issue of
using the Hoodia plant for slimming
South Asia were continued by RiceTec.
novelty is not as important an issue as to
address the identity of the inventor(s).
RiceTec's remaining patent claims were
Basmati rice patent
subsequently allowed by the USPTO
Patent law has so far only benefited
after deleting the term ‘Basmati' from
Basmati rice is renowned for its length
large pharmaceutical and life sciences
the claims. However, this deletion was
and aroma and has been traditionally
companies in preserving the status quo.
only superficial as the amended patent
grown in South Asia, particularly in the
It has been argued that patent law is
granted by the USPTO, gave monopoly
countries of India and Pakistan. Farmers
inherently incapable of protecting such
rights to RiceTec to market rice lines
in both countries have, over centuries
resources as it offers protection to new
Bas-867, RT-1117 and RT-1121 which
perfected the art of selection and farming
inventions and only for a limited time
were described as having ‘characteristics
of basmati rice grain. Basmati rice exports
period. It is highly speculative to assume
similar or superior to those of good
form an important part of the revenues of
that indigenous communities would be
quality Basmati rice'.26
these agriculture dependent economies.
ready to disclose their best kept secrets in exchange for the 20 odd years of
The Basmati saga is not an isolated incident
In September 1997, RiceTec, a Texas,
of patenting of the rice grain. The US has
exclusive profits.
USA-based agri-business company, was
been able to maintain a stronghold on the
granted a US patent on a new variety of
international rice business through effective
Acknowledging the inadequacies in
basmati rice line and grain, ostensibly
use of its patent laws. By September 2000,
patent law, efforts are being made at an
obtained by ‘crossing a selected basmati
609 patents on rice genes had been
international level to create appropriate
seed with a semi-dwarf variety of long-
granted and US corporations owned the
legal mechanisms for protecting the
grain American rice'.24 RiceTec claimed
lion's share of these patents, holding 45%
traditional knowledge of indigenous
that it had invented a way to produce
of the world's rice gene patents.27
tribes. Some headway has been made
basmati rice in the US which was
in these efforts with the use of national
comparable to the best basmati grown in
databases of traditional knowledge and
India and Pakistan. It also claimed that
genetic resources which are owned by
rice plants thus bred were of semi-dwarf
The above cases are illustrative of today's
indigenous communities. It is hoped that
variety and were substantially photo-
reality that the pharmaceutical industry
royalties from the licensing of such national
insensitive and high-yielding.25 RiceTec's
is looking towards natural bio-resources
traditional knowledge databases can be
patent encompassed 20 patent claims
and their traditional use by indigenous
used for the betterment of the shamans,
that related to the process for their
communities, in the field of medicine and
who have nurtured ancient wisdom for
breeding the new strain of the hybridised
life science. When patent protection is
the benefit of future generations.
rice grain and the rice line itself. The
granted to inventions based on traditional
company subsequently began producing
knowledge, it effectively starves the
and marketing the Texan rice, calling it
indigenous people of their livelihoods.
TSMP Law Corporation
International patent law, which is based
The Singapore Law Gazette
Endnotes
8 European Patent No 0436257, see
relating to inter partes examination
in 37 CFR 1.902–1.997.
1 The Action Group on Erosion,
18 For more information on the Hoodia
Technology and Concentration
cactus, see http://www.botanic-art.
(formerly the Rural Advancement
com/hoodia.htm. See http://www.
Foundation International) at http://
10 The challenge to the Neem patent was
made at the Munich office of the EPO
2 A World Intellectual Property
by three groups: the EU Parliament's
20 See, the website of the international
Green Party, Dr Vandana Shiva of the
NGO — Grain for further details, at
India-based Research Foundation for
Intellectual Property and Genetic
Science, Technology and Ecology
21 Article 8, Convention on Biological
Resources, Traditional Knowledge
and the International Federation of
Diversity mandates approval of
and Folklore was established in
Organic Agriculture Movements. See
knowledge holders prior to its
September 2000 as an international
article by Chakravarthi Raghavan:
sustainable use and encourages
forum for debate and dialogue
‘Neem Patent Revoked by European
equitable sharing of the benefits
concerning the interplay between
Patent Office' at http://www.twnside.
arising from the utilisation of
intellectual property and traditional
such knowledge. The text of the
knowledge, genetic resources and
11 Schultes and Raffauf, The Healing
Convention is available at, http://
traditional cultural expressions
Forest and also see, http://www.
(folklore). For more information on
12 US Plant Patent No 5,751.
22 As per Media Release by SACSIR, on
the role of WIPO, see http://www.
13 See the re-examination request at:
22 March 2002 available at the CSIR
3 For more information on the benefits
23 Excerpt from press release from
of turmeric, see http://www.herbal-
Associated Press No 8/25/92.
15 See, Bio-Piracy in the Amazon;
24 US Patent No 5,663,484 dated 2
September 1997.
4 Das, Suman K and Hari Har P
biopiracy/ayahuasca.htm; see also,
25 R Ramachandran, Challenging the
(Jackson, MS).
Basmati Patent; in ‘The Frontline',
5 Patent No 5,401,504, granted on 28
Vol 17, Issue 10, 13–26 May 2000.
March 1995. For more information,
16 See, Leanne M Fecteau: ‘The
26 An excerpt from the RiceTec's patent
Ayahuasca Patent Revocation: Raising
description, taken from an article by
6 US patent law only recognises prior
questions about current US patent
Devinder Sharma: ‘Let Us Accept It,
art that is in material written form.
policy' Boston College Third World
India Has Lost the Battle', at http://
Law Journal, 2001.
17 35 USC §§ 311–318 and rules
27 13 Alb LJ Sci & Tech 123.
Viewpoint Ad Repeated Advertisement
The Singapore Law Gazette
Source: http://www.lawgazette.com.sg/2004-8/feature1.pdf
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